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SEARS HLDGS CORP
SEARS HLDGS CORP. Institutional holdings reported to the SEC.

Institutional Holders (2017Q2)
Portfolio Summary: 156 Institutional holders with a total value of $769,349,723.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 CAPTRUST FINANCIAL ADVISORS 25 0 0.00%
2 HUNTINGTON NATIONAL BANK 101 0 0.00%
3 SEI INVESTMENTS CO 4 0 0.00%
4 Lenox Wealth Management, Inc. 15 0 0.00%
5 JPMORGAN CHASE & CO 3 0 0.00%
6 GLOBAL RETIREMENT PARTNERS, LLC 31 0 0.00%
7 Cranbrook Wealth Management, LLC 7 0 0.00%
8 QS Investors, LLC 72 1,000 0.00%
9 North Star Investment Management Corp. 62 1,000 0.00%
10 TIAA CREF INVESTMENT MANAGEMENT LLC 108 1,000 0.00%
11 FARMERS & MERCHANTS INVESTMENTS INC 100 1,000 0.00%
12 NEXT Financial Group, Inc 64 1,000 0.00%
13 ADVISOR GROUP, INC. 57 1,000 0.00%
14 Creative Planning 1,000 1,000 0.00% Put
15 YORKBRIDGE WEALTH PARTNERS, LLC 100 1,000 0.00%
16 MassMutual Private Wealth & Trust, FSB 157 1,391 0.00%
17 JACOBI CAPITAL MANAGEMENT LLC 272 2,000 0.00%
18 FIRST MANHATTAN CO. LLC. 338 2,000 0.00%
19 FEDERATED HERMES, INC. 348 3,000 0.00%
20 Creative Planning 348 3,000 0.00%
21 REGAL WEALTH GROUP, INC. 316 3,000 0.00%
22 BRONFMAN E.L. ROTHSCHILD, L.P. 287 3,000 0.00%
23 IFP ADVISORS, INC 448 4,000 0.00%
24 Zurcher Kantonalbank (Zurich Cantonalbank) 771 7,000 0.00%
25 HighTower Advisors, LLC 710 7,000 0.00%
26 SPIDERROCK ADVISORS, LLC 967 8,000 0.00% PRN
27 BANK OF AMERICA CORP /DE/ 900 8,000 0.00% Call
28 Ameritas Investment Partners, Inc. 877 8,000 0.00%
29 CWM, LLC 1,204 11,000 0.00%
30 CITIGROUP INC 1,395 13,000 0.00%
31 US BANCORP \DE\ 1,813 16,000 0.00%
32 Financial Architects, Inc 1,900 17,000 0.00%
33 Parallax Volatility Advisers, L.P. 2,000 18,000 0.00% Call
34 HAP Trading, LLC 129,900 18,000 0.00% Call
35 CANADA LIFE ASSURANCE Co 2,500 22,000 0.00%
36 ROYAL BANK OF CANADA 2,903 25,000 0.00%
37 RUSSELL INVESTMENTS GROUP, LTD. 3,200 28,000 0.00%
38 OLD MUTUAL CUSTOMISED SOLUTIONS (PROPRIETARY) LTD 3,200 28,000 0.00%
39 MANUFACTURERS LIFE INSURANCE COMPANY, THE 3,245 29,000 0.00%
40 PNC FINANCIAL SERVICES GROUP, INC. 3,656 32,000 0.00%
41 SIMPLEX TRADING, LLC 4,667 41,000 0.01%
42 LADENBURG THALMANN FINANCIAL SERVICES INC. 5,927 53,000 0.01%
43 PANAGORA ASSET MANAGEMENT INC 6,380 57,000 0.01%
44 PUBLIC EMPLOYEES RETIREMENT ASSOCIATION OF COLORADO 6,678 59,000 0.01%
45 Nationwide Fund Advisors 7,095 63,000 0.01%
46 AMERICAN INTERNATIONAL GROUP, INC. 7,376 65,000 0.01%
47 BNP PARIBAS FINANCIAL MARKETS 446 66,008 0.01% Put
48 FNY PARTNERS FUND LP 8,969 79,000 0.01%
49 Parallax Volatility Advisers, L.P. 9,379 83,000 0.01%
50 BNP PARIBAS FINANCIAL MARKETS 9,500 84,170 0.01%
Page 1 of 4

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.