| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | D.A. DAVIDSON & CO. | 88 | 1,000 | 0.00% | ||
| 2 | BANK OF MONTREAL /CAN/ | 57 | 1,000 | 0.00% | PRN | |
| 3 | Creative Planning | 62 | 1,000 | 0.00% | ||
| 4 | Tower Research Capital LLC (TRC) | 126 | 2,000 | 0.00% | ||
| 5 | Advisory Services Network, LLC | 150 | 3,000 | 0.00% | ||
| 6 | BLACKROCK ADVISORS LLC | 685 | 13,000 | 0.00% | ||
| 7 | Mitsubishi UFJ Securities Holdings Co., Ltd. | 1,111 | 22,000 | 0.00% | ||
| 8 | EQUITEC SPECIALISTS, LLC | 2,055 | 40,000 | 0.01% | ||
| 9 | BANK OF AMERICA CORP /DE/ | 2,511 | 49,000 | 0.01% | ||
| 10 | Winslow, Evans & Crocker, Inc. | 2,520 | 49,417 | 0.01% | ||
| 11 | Man Investments (CH) AG | 12,000 | 234,000 | 0.04% | ||
| 12 | Bank of New York Mellon Corp | 12,321 | 241,000 | 0.04% | ||
| 13 | FIL Ltd | 17,200 | 337,000 | 0.05% | ||
| 14 | KELLY LAWRENCE W & ASSOCIATES INC/CA | 18,375 | 360,000 | 0.06% | ||
| 15 | Ionic Capital Management LLC | 24,417 | 473,000 | 0.08% | ||
| 16 | Sterling Capital Management LLC | 28,050 | 550,000 | 0.09% | ||
| 17 | BlueCrest Capital Management Ltd | 28,154 | 552,000 | 0.09% | ||
| 18 | WOLVERINE ASSET MANAGEMENT LLC | 29,296 | 569,000 | 0.09% | ||
| 19 | SUMMIT CAPITAL MANAGEMENT LLC | 35,552 | 697,000 | 0.11% | ||
| 20 | SSI INVESTMENT MANAGEMENT LLC | 69,775 | 1,359,000 | 0.22% | ||
| 21 | CSS LLC/IL | 93,056 | 1,828,000 | 0.29% | ||
| 22 | SCOTIA CAPITAL INC. | 100,000 | 1,952,000 | 0.31% | ||
| 23 | ROYAL BANK OF CANADA | 100,000 | 1,961,000 | 0.31% | PRN | |
| 24 | PUTNAM INVESTMENTS LLC | 113,730 | 2,231,000 | 0.35% | ||
| 25 | Advisors Capital Management, LLC | 123,505 | 2,422,000 | 0.39% | ||
| 26 | MORGAN STANLEY | 137,819 | 2,645,000 | 0.42% | ||
| 27 | GOLDMAN SACHS GROUP INC | 147,554 | 2,894,000 | 0.46% | ||
| 28 | GAM Holding AG | 158,550 | 3,105,000 | 0.49% | ||
| 29 | AMERIPRISE FINANCIAL INC | 165,078 | 3,238,000 | 0.51% | ||
| 30 | VAN ECK ASSOCIATES CORP | 174,458 | 3,421,000 | 0.54% | ||
| 31 | WELLINGTON MANAGEMENT GROUP LLP | 175,050 | 3,433,000 | 0.55% | ||
| 32 | UBS Group AG | 175,957 | 3,450,000 | 0.55% | ||
| 33 | GEODE CAPITAL MANAGEMENT, LLC | 185,000 | 3,627,000 | 0.58% | PRN | |
| 34 | BARCLAYS PLC | 204,381 | 3,883,000 | 0.62% | ||
| 35 | Global X Management CO LLC | 220,389 | 4,325,000 | 0.69% | ||
| 36 | Myriad Asset Management Ltd. | 300,000 | 5,760,000 | 0.92% | ||
| 37 | BARINGS LLC | 349,250 | 6,854,000 | 1.09% | ||
| 38 | ANGELO GORDON & CO., L.P. | 350,000 | 6,869,000 | 1.09% | ||
| 39 | CITIGROUP INC | 377,919 | 7,411,000 | 1.18% | ||
| 40 | D. E. Shaw & Co., Inc. | 402,610 | 7,844,000 | 1.25% | ||
| 41 | MACKAY SHIELDS LLC | 428,355 | 8,488,000 | 1.35% | ||
| 42 | Arosa Capital Management LP | 500,000 | 9,805,000 | 1.56% | ||
| 43 | JPMORGAN CHASE & CO | 549,029 | 10,766,000 | 1.71% | ||
| 44 | STATE STREET CORP | 705,000 | 13,635,000 | 2.17% | ||
| 45 | CREDIT SUISSE AG/ | 879,102 | 17,239,000 | 2.74% | ||
| 46 | Allianz Asset Management GmbH | 911,805 | 17,880,000 | 2.84% | ||
| 47 | WELLS FARGO & COMPANY/MN | 1,051,213 | 20,614,000 | 3.28% | ||
| 48 | Capital Research Global Investors | 1,462,000 | 28,670,000 | 4.56% | ||
| 49 | Calamos Advisors LLC | 1,471,215 | 28,851,000 | 4.59% | ||
| 50 | SG Americas Securities, LLC | 1,523,000 | 29,866,000 | 4.75% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
