| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | BANK OF MONTREAL /CAN/ | 57 | 2,000 | 0.00% | PRN | |
| 2 | Tower Research Capital LLC (TRC) | 100 | 3,000 | 0.00% | ||
| 3 | D.A. DAVIDSON & CO. | 128 | 3,000 | 0.00% | ||
| 4 | ADVISOR GROUP, INC. | 415 | 10,000 | 0.00% | ||
| 5 | Winslow, Evans & Crocker, Inc. | 360 | 10,836 | 0.00% | ||
| 6 | MORGAN STANLEY | 394 | 12,000 | 0.00% | ||
| 7 | WOLVERINE TRADING LP /BD | 1,531 | 47,262 | 0.00% | ||
| 8 | METROPOLITAN LIFE INSURANCE CO/NY | 1,848 | 58,000 | 0.01% | ||
| 9 | Bank of New York Mellon Corp | 9,861 | 297,000 | 0.03% | ||
| 10 | Man Investments (CH) AG | 12,000 | 360,000 | 0.04% | ||
| 11 | GAM Holding AG | 12,121 | 364,000 | 0.04% | ||
| 12 | BANK OF AMERICA CORP /DE/ | 16,691 | 503,000 | 0.05% | ||
| 13 | KELLY LAWRENCE W & ASSOCIATES INC/CA | 19,175 | 577,000 | 0.06% | ||
| 14 | EQUITEC SPECIALISTS, LLC | 19,722 | 594,000 | 0.06% | ||
| 15 | D. E. Shaw & Co., Inc. | 22,000 | 660,000 | 0.06% | ||
| 16 | CITIGROUP INC | 24,128 | 726,000 | 0.07% | ||
| 17 | Penn Capital Management Company, LLC | 41,250 | 1,242,000 | 0.12% | ||
| 18 | MILLENNIUM MANAGEMENT LLC | 51,200 | 1,541,000 | 0.15% | ||
| 19 | Mitsubishi UFJ Securities Holdings Co., Ltd. | 52,506 | 1,575,000 | 0.16% | ||
| 20 | BlackRock Institutional Trust Company, N.A. | 73,783 | 2,221,000 | 0.22% | ||
| 21 | SCOTIA CAPITAL INC. | 75,000 | 2,238,000 | 0.22% | ||
| 22 | MIZUHO SECURITIES USA LLC | 76,184 | 2,246,000 | 0.22% | ||
| 23 | Advisors Capital Management, LLC | 76,166 | 2,293,000 | 0.23% | ||
| 24 | WELLINGTON MANAGEMENT GROUP LLP | 100,439 | 3,024,000 | 0.30% | ||
| 25 | ROYAL BANK OF CANADA | 101,600 | 3,058,000 | 0.30% | PRN | |
| 26 | CSS LLC/IL | 110,419 | 3,315,000 | 0.33% | ||
| 27 | UBS Group AG | 125,685 | 3,783,000 | 0.37% | ||
| 28 | PUTNAM INVESTMENTS LLC | 145,232 | 4,372,000 | 0.43% | ||
| 29 | Clearbridge Investments, LLC | 150,000 | 4,515,000 | 0.44% | ||
| 30 | AMERIPRISE FINANCIAL INC | 165,778 | 4,989,000 | 0.49% | ||
| 31 | BARINGS LLC | 180,000 | 5,417,000 | 0.53% | ||
| 32 | GAM Holding AG | 201,212 | 6,171,000 | 0.61% | PRN | |
| 33 | SSI INVESTMENT MANAGEMENT LLC | 222,240 | 6,648,000 | 0.65% | ||
| 34 | Global X Management CO LLC | 225,040 | 6,774,000 | 0.67% | ||
| 35 | VAN ECK ASSOCIATES CORP | 238,744 | 7,186,000 | 0.71% | ||
| 36 | GEODE CAPITAL MANAGEMENT, LLC | 350,000 | 10,535,000 | 1.04% | PRN | |
| 37 | ADVENT CAPITAL MANAGEMENT /DE/ | 412,502 | 12,348,000 | 1.22% | ||
| 38 | MACKAY SHIELDS LLC | 428,096 | 12,966,000 | 1.28% | ||
| 39 | Invesco Ltd. | 450,000 | 13,545,000 | 1.33% | ||
| 40 | JPMORGAN CHASE & CO | 516,095 | 15,535,000 | 1.53% | ||
| 41 | STATE STREET CORP | 673,000 | 20,123,000 | 1.98% | ||
| 42 | LORD, ABBETT & CO. LLC | 863,596 | 25,994,000 | 2.56% | ||
| 43 | WELLS FARGO & COMPANY/MN | 874,214 | 26,314,000 | 2.59% | ||
| 44 | AQR ARBITRAGE LLC | 940,150 | 28,528,000 | 2.81% | ||
| 45 | BlackRock Finance, Inc. | 1,291,217 | 38,866,000 | 3.83% | ||
| 46 | OAKTREE CAPITAL MANAGEMENT LP | 1,337,340 | 40,257,000 | 3.96% | ||
| 47 | SG Americas Securities, LLC | 1,423,000 | 42,832,000 | 4.22% | ||
| 48 | SOCIETE GENERALE | 1,423,000 | 42,832,000 | 4.22% | ||
| 49 | CREDIT SUISSE AG/ | 1,456,084 | 43,829,000 | 4.31% | ||
| 50 | Capital Research Global Investors | 1,466,000 | 44,127,000 | 4.34% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
