| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | D.A. DAVIDSON & CO. | 128 | 3,000 | 0.00% | ||
| 2 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 150 | 4,000 | 0.00% | ||
| 3 | Winslow, Evans & Crocker, Inc. | 180 | 4,586 | 0.00% | ||
| 4 | CITIGROUP INC | 209 | 5,000 | 0.00% | ||
| 5 | ADVISOR GROUP, INC. | 294 | 7,000 | 0.00% | ||
| 6 | Creative Planning | 1,000 | 25,000 | 0.00% | ||
| 7 | WOLVERINE ASSET MANAGEMENT LLC | 5,022 | 128,000 | 0.02% | ||
| 8 | MILLENNIUM MANAGEMENT LLC | 8,993 | 229,000 | 0.03% | ||
| 9 | Man Investments (CH) AG | 12,000 | 307,000 | 0.04% | PRN | |
| 10 | MUFG Americas Holdings Corp | 12,386 | 316,000 | 0.04% | ||
| 11 | EATON VANCE MANAGEMENT | 14,900 | 380,000 | 0.05% | ||
| 12 | OPERA TRADING CAPITAL | 15,000 | 383,000 | 0.05% | ||
| 13 | KELLY LAWRENCE W & ASSOCIATES INC/CA | 19,175 | 488,000 | 0.06% | ||
| 14 | Magnetar Financial LLC | 20,000 | 519,000 | 0.06% | ||
| 15 | MIZUHO SECURITIES USA LLC | 28,960 | 734,000 | 0.09% | ||
| 16 | PALISADE CAPITAL MANAGEMENT, LP | 33,297 | 873,000 | 0.10% | ||
| 17 | JANE STREET GROUP, LLC | 40,341 | 1,027,000 | 0.12% | ||
| 18 | EQUITEC SPECIALISTS, LLC | 44,458 | 1,132,000 | 0.13% | ||
| 19 | BlackRock Institutional Trust Company, N.A. | 46,756 | 1,191,000 | 0.14% | ||
| 20 | BANK OF NOVA SCOTIA | 50,000 | 1,282,000 | 0.15% | ||
| 21 | METROPOLITAN LIFE INSURANCE CO/NY | 51,900 | 1,306,000 | 0.15% | ||
| 22 | Advisors Capital Management, LLC | 58,942 | 1,497,000 | 0.18% | ||
| 23 | Penn Capital Management Company, LLC | 77,430 | 1,967,000 | 0.23% | ||
| 24 | SG Americas Securities, LLC | 78,000 | 1,987,000 | 0.24% | ||
| 25 | BANK OF AMERICA CORP /DE/ | 94,395 | 2,404,000 | 0.28% | ||
| 26 | GEODE CAPITAL MANAGEMENT, LLC | 100,000 | 2,547,000 | 0.30% | PRN | |
| 27 | ROYAL BANK OF CANADA | 100,000 | 2,547,000 | 0.30% | PRN | |
| 28 | WELLINGTON MANAGEMENT GROUP LLP | 100,439 | 2,558,000 | 0.30% | ||
| 29 | UBS Group AG | 126,805 | 3,229,000 | 0.38% | ||
| 30 | LORD, ABBETT & CO. LLC | 140,484 | 3,578,000 | 0.42% | ||
| 31 | PUTNAM INVESTMENTS LLC | 143,837 | 3,663,000 | 0.43% | ||
| 32 | ANGELO GORDON & CO., L.P. | 155,000 | 3,938,000 | 0.47% | ||
| 33 | Clearbridge Investments, LLC | 171,500 | 4,368,000 | 0.52% | ||
| 34 | BARINGS LLC | 180,000 | 4,573,000 | 0.54% | ||
| 35 | AMERIPRISE FINANCIAL INC | 185,000 | 4,712,000 | 0.56% | ||
| 36 | MORGAN STANLEY | 200,958 | 5,221,000 | 0.62% | ||
| 37 | Global X Management CO LLC | 210,665 | 5,366,000 | 0.64% | ||
| 38 | Bank of New York Mellon Corp | 243,988 | 6,214,000 | 0.74% | ||
| 39 | VAN ECK ASSOCIATES CORP | 244,026 | 6,215,000 | 0.74% | ||
| 40 | Weiss Asset Management LP | 331,800 | 8,451,000 | 1.00% | ||
| 41 | ADVENT CAPITAL MANAGEMENT /DE/ | 354,457 | 9,062,000 | 1.07% | ||
| 42 | SSI INVESTMENT MANAGEMENT LLC | 357,120 | 9,093,000 | 1.08% | ||
| 43 | WELLS FARGO & COMPANY/MN | 381,150 | 9,708,000 | 1.15% | ||
| 44 | AQR ARBITRAGE LLC | 379,300 | 9,731,000 | 1.15% | ||
| 45 | MACKAY SHIELDS LLC | 421,336 | 10,793,000 | 1.28% | ||
| 46 | Invesco Ltd. | 458,400 | 11,675,000 | 1.38% | ||
| 47 | CSS LLC/IL | 563,262 | 14,373,000 | 1.70% | ||
| 48 | CREDIT SUISSE AG/ | 567,329 | 14,450,000 | 1.71% | ||
| 49 | JPMORGAN CHASE & CO | 705,322 | 17,964,000 | 2.13% | ||
| 50 | BlackRock Finance, Inc. | 818,244 | 20,841,000 | 2.47% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
