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AMERICAN SUPERCONDUCTOR CORPOR
AMERICAN SUPERCONDUCTOR CORPOR. Institutional holdings reported to the SEC.

Institutional Holders (2016Q1)
Portfolio Summary: 73 Institutional holders with a total value of $25,389,140.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 ARCADIA INVESTMENT MANAGEMENT CORP/MI 19 0 0.00%
2 US BANCORP \DE\ 50 0 0.00%
3 ADVANTAGE INVESTMENT MANAGEMENT, LLC 20 0 0.00%
4 IFP ADVISORS, INC 30 0 0.00%
5 ROPES WEALTH ADVISORS LLC 10 0 0.00%
6 JFS WEALTH ADVISORS, LLC 10 0 0.00%
7 Hudock, Inc. 4 0 0.00%
8 CITIGROUP INC 19 0 0.00%
9 ROCKEFELLER FINANCIAL SERVICES INC 35 0 0.00%
10 CUTLER GROUP LLC / CA 300 0 0.00% Call
11 CUTLER GROUP LLC / CA 1,800 0 0.00% Put
12 Clean Yield Group 7 0 0.00%
13 MSI Financial Services Inc 40 0 0.00%
14 ASSETMARK, INC 1 0 0.00%
15 Vigilant Capital Management, LLC 126 1,000 0.00%
16 Walleye Trading LLC 100 1,000 0.00% Call
17 HUNTINGTON NATIONAL BANK 48 1,000 0.00%
18 BANK OF AMERICA CORP /DE/ 70 1,000 0.00%
19 DEUTSCHE BANK AG\ 187 1,000 0.00%
20 AMERICAN INTERNATIONAL GROUP, INC. 114 1,000 0.00%
21 PNC FINANCIAL SERVICES GROUP, INC. 150 1,000 0.00%
22 Winslow, Evans & Crocker, Inc. 150 1,140 0.00%
23 LADENBURG THALMANN FINANCIAL SERVICES INC. 327 2,000 0.01%
24 MANUFACTURERS LIFE INSURANCE COMPANY, THE 228 2,000 0.01%
25 Capital Advisors, Ltd. LLC 263 2,000 0.01%
26 WELLS FARGO & COMPANY/MN 351 2,000 0.01%
27 JPMORGAN CHASE & CO 368 3,000 0.01%
28 LORING WOLCOTT & COOLIDGE FIDUCIARY ADVISORS LLP/MA 697 5,000 0.02%
29 Tower Research Capital LLC (TRC) 666 5,000 0.02%
30 Advisory Services Network, LLC 1,100 8,000 0.03%
31 Spot Trading L.L.C 1,678 13,000 0.05%
32 BlackRock Investment Management, LLC 1,959 15,000 0.06%
33 GOLDMAN SACHS GROUP INC 2,248 17,000 0.07%
34 Walleye Trading LLC 2,343 18,000 0.07%
35 BARCLAYS PLC 3,100 22,000 0.09% Put
36 BARCLAYS PLC 5,300 37,000 0.15% Call
37 FineMark National Bank & Trust 5,000 38,000 0.15%
38 Spot Trading L.L.C 7,200 55,000 0.22% Call
39 Nationwide Fund Advisors 7,411 56,000 0.22%
40 Amici Capital, LLC 8,760 67,000 0.26%
41 GOLDMAN SACHS GROUP INC 9,200 70,000 0.28% Put
42 MORGAN STANLEY 9,117 70,000 0.28%
43 BARCLAYS PLC 10,533 74,000 0.29%
44 Spot Trading L.L.C 10,000 76,000 0.30% Put
45 UBS Group AG 12,052 91,000 0.36%
46 Concourse Capital Management, LLC 12,943 98,000 0.39%
47 IRONWOOD INVESTMENT MANAGEMENT LLC 13,370 102,000 0.40%
48 RAYMOND JAMES & ASSOCIATES 14,300 109,000 0.43%
49 FIRST MANHATTAN CO. LLC. 15,619 118,000 0.46%
50 ARDSLEY ADVISORY PARTNERS LP 15,900 121,000 0.48%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.