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AMERICAN SUPERCONDUCTOR CORPOR
AMERICAN SUPERCONDUCTOR CORPOR. Institutional holdings reported to the SEC.

Institutional Holders (2016Q2)
Portfolio Summary: 86 Institutional holders with a total value of $37,967,186.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 ROCKEFELLER FINANCIAL SERVICES INC 35 0 0.00%
2 Creative Planning 49 0 0.00%
3 ASSETMARK, INC 1 0 0.00%
4 HUNTINGTON NATIONAL BANK 47 0 0.00%
5 MSI Financial Services Inc 40 0 0.00%
6 JFS WEALTH ADVISORS, LLC 10 0 0.00%
7 CUTLER GROUP LLC / CA 1,800 0 0.00% Put
8 Hudock, Inc. 4 0 0.00%
9 ADVANTAGE INVESTMENT MANAGEMENT, LLC 20 0 0.00%
10 ADVISOR GROUP, INC. 114 0 0.00%
11 IFP ADVISORS, INC 30 0 0.00%
12 ARCADIA INVESTMENT MANAGEMENT CORP/MI 19 0 0.00%
13 LADENBURG THALMANN FINANCIAL SERVICES INC. 32 0 0.00%
14 Clean Yield Group 7 0 0.00%
15 US BANCORP \DE\ 50 0 0.00%
16 Vigilant Capital Management, LLC 126 1,000 0.00%
17 PNC FINANCIAL SERVICES GROUP, INC. 150 1,000 0.00%
18 Winslow, Evans & Crocker, Inc. 150 1,266 0.00%
19 MANUFACTURERS LIFE INSURANCE COMPANY, THE 228 2,000 0.01%
20 BANK OF AMERICA CORP /DE/ 291 2,000 0.01%
21 Capital Advisors, Ltd. LLC 263 2,000 0.01%
22 BlackRock Finance, Inc. 340 3,000 0.01%
23 WELLS FARGO & COMPANY/MN 320 3,000 0.01%
24 JPMORGAN CHASE & CO 368 3,000 0.01%
25 BNP PARIBAS FINANCIAL MARKETS 464 3,916 0.01%
26 LORING WOLCOTT & COOLIDGE FIDUCIARY ADVISORS LLP/MA 697 6,000 0.02%
27 CITIGROUP INC 1,168 10,000 0.03%
28 Walleye Trading LLC 1,200 10,000 0.03% Put
29 Walleye Trading LLC 1,200 10,000 0.03% Call
30 BARCLAYS PLC 2,600 22,000 0.06% Put
31 BLACKROCK ADVISORS LLC 3,180 27,000 0.07%
32 BARCLAYS PLC 3,200 27,000 0.07% Call
33 Walleye Trading LLC 3,824 32,000 0.08%
34 GOLDMAN SACHS GROUP INC 4,142 35,000 0.09%
35 Spot Trading L.L.C 5,000 42,000 0.11% Call
36 FineMark National Bank & Trust 5,000 42,000 0.11%
37 AMERICAN INTERNATIONAL GROUP, INC. 6,754 57,004 0.15%
38 Amici Capital, LLC 8,760 74,000 0.19%
39 UBS Group AG 9,490 80,000 0.21%
40 DEUTSCHE BANK AG\ 9,657 80,000 0.21%
41 Spot Trading L.L.C 10,000 84,000 0.22% Put
42 BARCLAYS PLC 10,447 88,000 0.23%
43 IRONWOOD INVESTMENT MANAGEMENT LLC 10,719 90,000 0.24%
44 NEW YORK STATE COMMON RETIREMENT FUND 11,900 100,000 0.26%
45 RAYMOND JAMES & ASSOCIATES 12,200 103,000 0.27%
46 A.R.T. Advisors, LLC 12,387 104,000 0.27%
47 TFS CAPITAL LLC 12,434 105,000 0.28%
48 Concourse Capital Management, LLC 12,943 109,000 0.29%
49 ELLINGTON MANAGEMENT GROUP LLC 15,200 128,000 0.34%
50 FIRST MANHATTAN CO. LLC. 15,369 129,000 0.34%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.