| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | AMERICAN INTERNATIONAL GROUP, INC. | 37 | 0 | 0.00% | ||
| 2 | US BANCORP \DE\ | 100 | 0 | 0.00% | ||
| 3 | BANK OF AMERICA CORP /DE/ | 125 | 0 | 0.00% | ||
| 4 | WELLS FARGO & COMPANY/MN | 51 | 0 | 0.00% | ||
| 5 | CITIGROUP INC | 50 | 0 | 0.00% | ||
| 6 | BANK OF MONTREAL /CAN/ | 69 | 0 | 0.00% | ||
| 7 | MANUFACTURERS LIFE INSURANCE COMPANY, THE | 34 | 0 | 0.00% | ||
| 8 | GROUP ONE TRADING LLC | 68 | 0 | 0.00% | ||
| 9 | DEUTSCHE BANK AG\ | 83 | 0 | 0.00% | ||
| 10 | Pine River Capital Management L.P. | 150,000 | 0 | 0.00% | ||
| 11 | COWEN INC. | 109,375 | 0 | 0.00% | ||
| 12 | ADVANTAGE INVESTMENT MANAGEMENT, LLC | 25 | 0 | 0.00% | ||
| 13 | MORGAN STANLEY | 274 | 1,000 | 0.22% | ||
| 14 | Winfield Associates, Inc. | 500 | 1,000 | 0.22% | ||
| 15 | BlackRock Fund Advisors | 620 | 2,000 | 0.45% | ||
| 16 | IFP ADVISORS, INC | 775 | 2,000 | 0.45% | ||
| 17 | Tower Research Capital LLC (TRC) | 1,114 | 3,000 | 0.67% | ||
| 18 | UBS Group AG | 1,479 | 3,000 | 0.67% | ||
| 19 | BLACKROCK ADVISORS LLC | 2,800 | 7,000 | 1.56% | ||
| 20 | Virtu KCG Holdings LLC | 14,973 | 38,000 | 8.48% | ||
| 21 | GEODE CAPITAL MANAGEMENT, LLC | 16,688 | 42,000 | 9.38% | ||
| 22 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 38,843 | 126,000 | 28.12% | ||
| 23 | VANGUARD GROUP INC | 88,018 | 223,000 | 49.78% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
