| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | WELLS FARGO & COMPANY/MN | 63 | 0 | 0.00% | ||
| 2 | MORGAN STANLEY | 327 | 1,000 | 0.00% | ||
| 3 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 460 | 1,000 | 0.00% | ||
| 4 | Tower Research Capital LLC (TRC) | 3,957 | 9,000 | 0.04% | ||
| 5 | UBS Group AG | 5,257 | 12,000 | 0.05% | ||
| 6 | WealthTrust Axiom LLC | 75,680 | 169,000 | 0.76% | ||
| 7 | PRESCOTT GROUP CAPITAL MANAGEMENT, L.L.C. | 4,017,488 | 8,999,000 | 40.67% | ||
| 8 | Columbia Pacific Advisors, LLC | 5,774,482 | 12,935,000 | 58.46% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.