| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | TORONTO DOMINION BANK | 75 | 1,000 | 0.04% | ||
| 2 | BANK OF MONTREAL /CAN/ | 174 | 2,000 | 0.08% | ||
| 3 | ROYAL BANK OF CANADA | 400 | 4,000 | 0.15% | ||
| 4 | Tower Research Capital LLC (TRC) | 500 | 7,000 | 0.27% | ||
| 5 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 3,000 | 30,000 | 1.15% | ||
| 6 | DELTEC ASSET MANAGEMENT LLC | 10,000 | 100,000 | 3.85% | ||
| 7 | MORGAN STANLEY | 18,900 | 189,000 | 7.27% | ||
| 8 | RENAISSANCE TECHNOLOGIES LLC | 26,000 | 260,000 | 10.00% | ||
| 9 | DEUTSCHE BANK AG\ | 39,501 | 395,000 | 15.20% | ||
| 10 | Hillsdale Investment Management Inc. | 47,000 | 469,000 | 18.05% | ||
| 11 | NEEDHAM INVESTMENT MANAGEMENT LLC | 114,240 | 1,142,000 | 43.94% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
