| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | UBS Group AG | 20,100 | 430,000 | 99.54% | ||
| 2 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 100 | 2,000 | 0.46% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
