| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | LPL Financial LLC | 34,193 | 898,000 | 22.74% | ||
| 2 | GOLDMAN SACHS GROUP INC | 29,814 | 775,000 | 19.63% | ||
| 3 | GUGGENHEIM CAPITAL LLC | 21,275 | 553,000 | 14.00% | PRN | |
| 4 | SALEM INVESTMENT COUNSELORS INC | 14,575 | 379,000 | 9.60% | ||
| 5 | JANE STREET GROUP, LLC | 14,387 | 374,000 | 9.47% | ||
| 6 | Sigma Planning Corp | 13,200 | 343,000 | 8.69% | ||
| 7 | BANK OF AMERICA CORP /DE/ | 9,860 | 256,000 | 6.48% | ||
| 8 | JPMORGAN CHASE & CO | 8,149 | 212,000 | 5.37% | ||
| 9 | MSI Financial Services Inc | 3,725 | 97,000 | 2.46% | ||
| 10 | IFP ADVISORS, INC | 1,200 | 31,000 | 0.79% | ||
| 11 | ROYAL BANK OF CANADA | 1,050 | 27,000 | 0.68% | ||
| 12 | ADVISOR GROUP, INC. | 150 | 4,000 | 0.10% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
