| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | LPL Financial LLC | 66,747 | 1,834,000 | 34.24% | ||
| 2 | GUGGENHEIM CAPITAL LLC | 21,275 | 586,000 | 10.94% | ||
| 3 | JPMORGAN CHASE & CO | 18,974 | 523,000 | 9.76% | ||
| 4 | BANK OF AMERICA CORP /DE/ | 16,511 | 455,000 | 8.49% | ||
| 5 | Sigma Planning Corp | 12,837 | 354,000 | 6.61% | ||
| 6 | SII INVESTMENTS INC/WI | 12,056 | 334,000 | 6.23% | ||
| 7 | JANE STREET GROUP, LLC | 11,593 | 319,000 | 5.95% | ||
| 8 | Cambridge Investment Research Advisors, Inc. | 10,328 | 284,000 | 5.30% | ||
| 9 | NATIONAL PLANNING CORP | 7,253 | 200,000 | 3.73% | ||
| 10 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 4,888 | 134,000 | 2.50% | ||
| 11 | MORGAN STANLEY | 4,470 | 123,000 | 2.30% | ||
| 12 | SALEM INVESTMENT COUNSELORS INC | 2,900 | 80,000 | 1.49% | ||
| 13 | IFP ADVISORS, INC | 2,230 | 61,000 | 1.14% | ||
| 14 | ADVISOR GROUP, INC. | 1,484 | 41,000 | 0.77% | ||
| 15 | ROYAL BANK OF CANADA | 1,050 | 29,000 | 0.54% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
