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GLOBAL X FDS
GLOBAL X FDS. Institutional holdings reported to the SEC.

Institutional Holders (2016Q4)
Portfolio Summary: 12 Institutional holders with a total value of $3,131,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 BlackRock Finance, Inc. 240 3,000 0.10%
2 Creative Planning 200 3,000 0.10%
3 MSI Financial Services Inc 1,005 14,000 0.45%
4 IFP ADVISORS, INC 2,125 30,000 0.96%
5 ADVISOR GROUP, INC. 2,870 41,000 1.31%
6 ROYAL BANK OF CANADA 3,400 49,000 1.56%
7 UBS Group AG 10,252 147,000 4.69%
8 BANK OF AMERICA CORP /DE/ 14,475 208,000 6.64%
9 LADENBURG THALMANN FINANCIAL SERVICES INC. 14,877 214,000 6.83%
10 LPL Financial LLC 15,764 228,000 7.28%
11 CITADEL ADVISORS LLC 56,203 810,000 25.87%
12 Global X Management CO LLC 95,971 1,384,000 44.20%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.