| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Global X Management CO LLC | 143,616 | 2,158,000 | 71.18% | ||
| 2 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 23,067 | 347,000 | 11.45% | ||
| 3 | LPL Financial LLC | 14,061 | 210,000 | 6.93% | ||
| 4 | BANK OF AMERICA CORP /DE/ | 9,832 | 148,000 | 4.88% | ||
| 5 | ROYAL BANK OF CANADA | 3,150 | 47,000 | 1.55% | ||
| 6 | ADVISOR GROUP, INC. | 2,870 | 43,000 | 1.42% | ||
| 7 | IFP ADVISORS, INC | 2,125 | 32,000 | 1.06% | ||
| 8 | CWM, LLC | 1,576 | 24,000 | 0.79% | ||
| 9 | UBS Group AG | 990 | 15,000 | 0.49% | ||
| 10 | WEALTHPLAN PARTNERS, LLC | 375 | 5,615 | 0.19% | ||
| 11 | BlackRock Finance, Inc. | 139 | 2,000 | 0.07% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
