| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Global X Management CO LLC | 143,616 | 2,197,000 | 70.69% | ||
| 2 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 40,163 | 615,000 | 19.79% | ||
| 3 | BANK OF AMERICA CORP /DE/ | 10,172 | 155,000 | 4.99% | ||
| 4 | ROYAL BANK OF CANADA | 3,150 | 48,000 | 1.54% | ||
| 5 | ADVISOR GROUP, INC. | 2,870 | 44,000 | 1.42% | ||
| 6 | IFP ADVISORS, INC | 2,125 | 33,000 | 1.06% | ||
| 7 | CWM, LLC | 918 | 14,000 | 0.45% | ||
| 8 | BlackRock Finance, Inc. | 139 | 2,000 | 0.06% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
