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SM ENERGY CO
SM ENERGY CO. Institutional holdings reported to the SEC.

Institutional Holders (2017Q2)
Portfolio Summary: 288 Institutional holders with a total value of $1,850,812,305.
#
Manager Name
Shares
Value ($)
%
Options
Notes
201 PUTNAM INVESTMENTS LLC 129,800 2,146,000 0.12%
202 JANUS HENDERSON GROUP PLC 135,772 2,244,000 0.12%
203 VIRGINIA RETIREMENT SYSTEMS ET Al 136,119 2,250,000 0.12%
204 UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC 140,368 2,320,283 0.13%
205 Columbia Pacific Advisors, LLC 143,578 2,373,000 0.13%
206 MANUFACTURERS LIFE INSURANCE COMPANY, THE 143,814 2,377,000 0.13%
207 TWO SIGMA INVESTMENTS, LP 152,100 2,514,000 0.14% Call
208 UBS Group AG 156,900 2,594,000 0.14% Call
209 D. E. Shaw & Co., Inc. 160,283 2,649,000 0.14%
210 GROUP ONE TRADING LLC 161,773 2,674,000 0.14%
211 TEACHERS ADVISORS, LLC 165,277 2,732,000 0.15%
212 Swiss National Bank 166,750 2,756,000 0.15%
213 Legal & General Group Plc 170,397 2,813,000 0.15%
214 STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM 171,430 2,834,000 0.15%
215 Three Peaks Capital Management, LLC 175,863 2,907,000 0.16%
216 D. E. Shaw & Co., Inc. 179,300 2,964,000 0.16% Put
217 RHUMBLINE ADVISERS 182,183 3,011,000 0.16%
218 Assured Investment Management LLC 184,390 3,048,000 0.16%
219 Connor, Clark & Lunn Investment Management Ltd. 187,275 3,096,000 0.17%
220 TORTOISE CAPITAL ADVISORS, L.L.C. 189,759 3,137,000 0.17%
221 Walleye Trading LLC 194,500 3,214,000 0.17% Put
222 Nationwide Fund Advisors 194,573 3,216,000 0.17%
223 AMERICAN INTERNATIONAL GROUP, INC. 200,478 3,314,000 0.18%
224 CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 204,059 3,373,000 0.18%
225 PARAMETRIC PORTFOLIO ASSOCIATES LLC 204,370 3,378,000 0.18%
226 CITIGROUP INC 214,100 3,540,000 0.19% Put
227 Quantitative Investment Management, LLC 221,500 3,661,000 0.20%
228 BANK OF NOVA SCOTIA 221,900 3,668,000 0.20%
229 Douglass Winthrop Advisors, LLC 242,465 4,008,000 0.22%
230 SOUND POINT CAPITAL MANAGEMENT, LP 251,821 4,163,000 0.22%
231 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 274,700 4,541,000 0.25%
232 Saba Capital Management, L.P. 283,526 4,687,000 0.25%
233 PEREGRINE CAPITAL MANAGEMENT INC /MN/ 283,590 4,688,000 0.25%
234 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 297,092 4,911,000 0.27%
235 HBK INVESTMENTS L P 303,039 5,009,000 0.27%
236 SUSQUEHANNA INTERNATIONAL GROUP, LLP 305,193 5,045,000 0.27%
237 Airain ltd 334,380 5,527,000 0.30%
238 TIAA CREF INVESTMENT MANAGEMENT LLC 335,083 5,539,000 0.30%
239 WELLS FARGO & COMPANY/MN 351,159 5,804,000 0.31%
240 SUSQUEHANNA INTERNATIONAL GROUP, LLP 357,700 5,913,000 0.32% Put
241 SMITH ASSET MANAGEMENT GROUP LP 360,631 5,957,000 0.32%
242 FEDERATED HERMES, INC. 361,620 5,978,000 0.32%
243 SUSQUEHANNA INTERNATIONAL GROUP, LLP 377,600 6,242,000 0.34% Call
244 FIRST TRUST ADVISORS LP 414,959 6,859,000 0.37%
245 PRINCIPAL FINANCIAL GROUP INC 417,637 6,904,000 0.37%
246 DFT ENERGY LP 430,000 7,108,000 0.38%
247 Ninety One UK Ltd 453,736 7,500,000 0.41%
248 ADVISORY RESEARCH INC 462,814 7,650,000 0.41%
249 Amova Asset Management Americas, Inc. 478,907 7,916,000 0.43%
250 HIGHBRIDGE CAPITAL MANAGEMENT LLC 479,228 7,921,000 0.43%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.