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SMITH & WESSON HLDG
SMITH & WESSON HLDG. Institutional holdings reported to the SEC.

Institutional Holders (2014Q4)
Portfolio Summary: 172 Institutional holders with a total value of $374,543,134.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 B. Riley Wealth Advisors, Inc. 17 0 0.00%
2 SIGNATUREFD, LLC 23 0 0.00%
3 SEI INVESTMENTS CO 35 0 0.00%
4 DAVIDSON INVESTMENT ADVISORS 100 0 0.00%
5 D.A. DAVIDSON & CO. 100 0 0.00%
6 WOLVERINE ASSET MANAGEMENT LLC 1 0 0.00% Put
7 Cypress Capital Management LLC (WY) 60 568 0.00%
8 FineMark National Bank & Trust 100 1,000 0.00%
9 WOLVERINE ASSET MANAGEMENT LLC 38 1,000 0.00% Call
10 US BANCORP \DE\ 113 1,000 0.00%
11 MSI Financial Services Inc 60 1,000 0.00%
12 CT Financial Advisors LLC 185 1,751 0.00%
13 Vantage Investment Advisors, LLC 200 2,000 0.00%
14 HUNTINGTON NATIONAL BANK 300 3,000 0.00%
15 Lowe Wealth Advisors, LLC 350 3,000 0.00%
16 BOSTON PRIVATE BANK & TRUST CO 450 4,000 0.00%
17 New Harbor Financial Group, LLC 400 4,000 0.00%
18 FIFTH THIRD BANCORP 500 5,000 0.00%
19 THOMPSON DAVIS & CO., INC. 500 5,000 0.00%
20 SYNOVUS FINANCIAL CORP 675 6,000 0.00%
21 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 758 7,000 0.00%
22 THOMAS WHITE INTERNATIONAL LTD 750 7,000 0.00%
23 Stratos Wealth Partners, LTD. 800 7,576 0.00%
24 BENJAMIN F. EDWARDS & COMPANY, INC. 1,000 9,000 0.00%
25 Pinnacle Summer Investments, Inc. 753 10,000 0.00%
26 Walleye Trading LLC 1,200 11,000 0.00% Put
27 American Research & Management Co. 1,600 15,000 0.00%
28 TEACHER RETIREMENT SYSTEM OF TEXAS 1,615 15,000 0.00%
29 WOLVERINE ASSET MANAGEMENT LLC 1,900 17,000 0.00%
30 BlackRock Finance, Inc. 1,872 17,000 0.00%
31 NEXT Financial Group, Inc 1,800 17,000 0.00%
32 PANAGORA ASSET MANAGEMENT INC 1,938 18,000 0.00%
33 US FINANCIAL ADVISORS, LLC 2,010 19,000 0.01%
34 PNC FINANCIAL SERVICES GROUP, INC. 2,198 21,000 0.01%
35 B. Riley Wealth Management, Inc. 2,500 23,000 0.01%
36 Walleye Trading LLC 2,900 28,000 0.01% Call
37 BlackRock Group LTD 3,552 34,000 0.01%
38 Apriem Advisors 4,000 38,000 0.01%
39 CANADA LIFE ASSURANCE Co 4,127 39,000 0.01%
40 WFG Advisors, LP 4,350 41,000 0.01%
41 BARCLAYS PLC 4,692 42,000 0.01%
42 Creative Planning 4,500 43,000 0.01%
43 NEW ENGLAND SECURITIES CORP /MA/ 4,500 43,000 0.01%
44 CANADA PENSION PLAN INVESTMENT BOARD 4,600 44,000 0.01%
45 Advisors Asset Management, Inc. 4,886 46,000 0.01%
46 REGENTATLANTIC CAPITAL LLC 5,000 47,350 0.01%
47 Tower Research Capital LLC (TRC) 5,436 51,000 0.01%
48 QCI ASSET MANAGEMENT INC/NY 5,500 52,000 0.01%
49 Livforsakringsbolaget Skandia, Omsesidigt 5,600 53,000 0.01%
50 UBS Group AG 5,800 55,000 0.01% Call
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.