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SMITH & WESSON HLDG
SMITH & WESSON HLDG. Institutional holdings reported to the SEC.

Institutional Holders (2016Q4)
Portfolio Summary: 208 Institutional holders with a total value of $787,760,642.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Franklin, Parlapiano, Turner & Welch, LLC 0 0 0.00%
2 VERSANT CAPITAL MANAGEMENT, INC 20 0 0.00%
3 THOMPSON SIEGEL & WALMSLEY LLC 30 1,000 0.00%
4 Winch Advisory Services, LLC 61 1,000 0.00%
5 MOSAIC FAMILY WEALTH, LLC 92 2,000 0.00%
6 DAVIDSON INVESTMENT ADVISORS 100 2,000 0.00%
7 LOOMIS SAYLES & CO L P 94 2,000 0.00%
8 US BANCORP \DE\ 113 2,000 0.00%
9 GLOBAL RETIREMENT PARTNERS, LLC 100 2,000 0.00%
10 BELLWETHER INVESTMENT GROUP, LLC 105 2,000 0.00%
11 Riggs Asset Managment Co. Inc. 155 3,000 0.00%
12 PINKERTON WEALTH, LLC 140 3,000 0.00%
13 CENTRAL TRUST Co 200 4,000 0.00%
14 TRUST CO 200 4,000 0.00%
15 Vantage Investment Advisors, LLC 200 4,000 0.00%
16 SEVENBRIDGE FINANCIAL GROUP, LLC 200 5,000 0.00%
17 Community Bank, N.A. 235 5,000 0.00%
18 FineMark National Bank & Trust 300 6,000 0.00%
19 Lenox Wealth Management, Inc. 300 6,000 0.00%
20 DUBUQUE BANK & TRUST CO 300 6,000 0.00%
21 Parallax Volatility Advisers, L.P. 300 6,000 0.00% Put
22 PARALLEL ADVISORS, LLC 350 7,000 0.00%
23 THOMAS WHITE INTERNATIONAL LTD 350 7,000 0.00%
24 Allworth Financial LP 347 7,000 0.00%
25 HERNDON CAPITAL MANAGEMENT LLC 317 7,000 0.00%
26 EMPIRICAL FINANCE, LLC 381 9,000 0.00%
27 Plante Moran Financial Advisors, LLC 455 10,000 0.00%
28 TRUST CO OF VERMONT 500 11,000 0.00%
29 CUTLER GROUP LLC / CA 43,700 12,000 0.00% Call
30 Parkside Financial Bank & Trust 645 14,000 0.00%
31 ROBLE, BELKO & COMPANY, INC 754 16,000 0.00%
32 Raymond James Financial Services Advisors, Inc. 12,200 21,000 0.00% Put
33 Tower Research Capital LLC (TRC) 1,294 27,000 0.00%
34 CENTERSTAR FUND, LLC 5,300 28,000 0.00% Put PRN
35 Zurcher Kantonalbank (Zurich Cantonalbank) 1,382 29,000 0.00%
36 Sunbelt Securities, Inc. 1,500 31,620 0.00%
37 Apriem Advisors 1,580 33,000 0.00%
38 American Research & Management Co. 1,600 34,000 0.00%
39 BENJAMIN F. EDWARDS & COMPANY, INC. 1,750 37,000 0.00%
40 D.A. DAVIDSON & CO. 2,100 44,000 0.01%
41 THOMPSON DAVIS & CO., INC. 2,130 45,000 0.01%
42 STEWARD PARTNERS INVESTMENT ADVISORY, LLC 2,160 45,000 0.01%
43 CUTLER GROUP LLC / CA 12,700 46,000 0.01% Put
44 FIFTH THIRD BANCORP 2,200 46,000 0.01%
45 SYNOVUS FINANCIAL CORP 2,184 47,000 0.01%
46 VICTORY CAPITAL MANAGEMENT INC 2,398 51,000 0.01%
47 NEXT Financial Group, Inc 2,757 58,000 0.01%
48 Cubist Systematic Strategies, LLC 3,116 66,000 0.01%
49 CENTERSTAR FUND, LLC 3,592 77,000 0.01% PRN
50 Spot Trading L.L.C 3,800 80,000 0.01% Call
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.