Dark
Light
System
Security
SMITH & WESSON HLDG
SMITH & WESSON HLDG. Institutional holdings reported to the SEC.

Institutional Holders (2016Q4)
Portfolio Summary: 208 Institutional holders with a total value of $787,760,642.
#
Manager Name
Shares
Value ($)
%
Options
Notes
151 MSI Financial Services Inc 8,508 179,000 0.02%
152 CUTLER GROUP LLC / CA 6,358 134,000 0.02%
153 Livforsakringsbolaget Skandia, Omsesidigt 5,600 118,000 0.01%
154 MENORA MIVTACHIM HOLDINGS LTD. 5,500 116,000 0.01%
155 SEVEN EIGHT CAPITAL, LP 5,361 113,000 0.01%
156 CANADA LIFE ASSURANCE Co 5,321 113,000 0.01%
157 BlackRock Finance, Inc. 4,787 101,000 0.01%
158 DekaBank Deutsche Girozentrale 4,498 95,000 0.01%
159 Spot Trading L.L.C 3,800 80,000 0.01% Call
160 CENTERSTAR FUND, LLC 3,592 77,000 0.01% PRN
161 Cubist Systematic Strategies, LLC 3,116 66,000 0.01%
162 NEXT Financial Group, Inc 2,757 58,000 0.01%
163 VICTORY CAPITAL MANAGEMENT INC 2,398 51,000 0.01%
164 SYNOVUS FINANCIAL CORP 2,184 47,000 0.01%
165 FIFTH THIRD BANCORP 2,200 46,000 0.01%
166 CUTLER GROUP LLC / CA 12,700 46,000 0.01% Put
167 THOMPSON DAVIS & CO., INC. 2,130 45,000 0.01%
168 STEWARD PARTNERS INVESTMENT ADVISORY, LLC 2,160 45,000 0.01%
169 D.A. DAVIDSON & CO. 2,100 44,000 0.01%
170 BENJAMIN F. EDWARDS & COMPANY, INC. 1,750 37,000 0.00%
171 American Research & Management Co. 1,600 34,000 0.00%
172 Apriem Advisors 1,580 33,000 0.00%
173 Sunbelt Securities, Inc. 1,500 31,620 0.00%
174 Zurcher Kantonalbank (Zurich Cantonalbank) 1,382 29,000 0.00%
175 CENTERSTAR FUND, LLC 5,300 28,000 0.00% Put PRN
176 Tower Research Capital LLC (TRC) 1,294 27,000 0.00%
177 Raymond James Financial Services Advisors, Inc. 12,200 21,000 0.00% Put
178 ROBLE, BELKO & COMPANY, INC 754 16,000 0.00%
179 Parkside Financial Bank & Trust 645 14,000 0.00%
180 CUTLER GROUP LLC / CA 43,700 12,000 0.00% Call
181 TRUST CO OF VERMONT 500 11,000 0.00%
182 Plante Moran Financial Advisors, LLC 455 10,000 0.00%
183 EMPIRICAL FINANCE, LLC 381 9,000 0.00%
184 PARALLEL ADVISORS, LLC 350 7,000 0.00%
185 Allworth Financial LP 347 7,000 0.00%
186 HERNDON CAPITAL MANAGEMENT LLC 317 7,000 0.00%
187 THOMAS WHITE INTERNATIONAL LTD 350 7,000 0.00%
188 FineMark National Bank & Trust 300 6,000 0.00%
189 Lenox Wealth Management, Inc. 300 6,000 0.00%
190 DUBUQUE BANK & TRUST CO 300 6,000 0.00%
191 Parallax Volatility Advisers, L.P. 300 6,000 0.00% Put
192 Community Bank, N.A. 235 5,000 0.00%
193 SEVENBRIDGE FINANCIAL GROUP, LLC 200 5,000 0.00%
194 Vantage Investment Advisors, LLC 200 4,000 0.00%
195 TRUST CO 200 4,000 0.00%
196 CENTRAL TRUST Co 200 4,000 0.00%
197 PINKERTON WEALTH, LLC 140 3,000 0.00%
198 Riggs Asset Managment Co. Inc. 155 3,000 0.00%
199 GLOBAL RETIREMENT PARTNERS, LLC 100 2,000 0.00%
200 DAVIDSON INVESTMENT ADVISORS 100 2,000 0.00%
Page 4 of 5

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.