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SPDR INDEX SHS FDS
SPDR INDEX SHS FDS. Institutional holdings reported to the SEC.

Institutional Holders (2014Q3)
Portfolio Summary: 150 Institutional holders with a total value of $2,549,086,574.
#
Manager Name
Shares
Value ($)
%
Options
Notes
51 LPL Financial LLC 67,814 2,664,000 0.10%
52 MID CONTINENT CAPITAL LLC/IL 65,455 2,599,000 0.10%
53 Efficient Market Advisors, LLC 64,918 2,577,000 0.10%
54 UBS AG 64,700 2,569,000 0.10% Call
55 Cetera Advisor Networks LLC 62,138 2,479,000 0.10%
56 Bank of New York Mellon Corp 59,247 2,352,000 0.09%
57 HighTower Advisors, LLC 51,385 2,040,000 0.08%
58 Neuberger Berman Group LLC 47,491 1,885,000 0.07%
59 VSR Financial Services, Inc. 47,085 1,869,000 0.07%
60 SCOTIA CAPITAL INC. 43,503 1,725,000 0.07%
61 PNC FINANCIAL SERVICES GROUP, INC. 42,653 1,694,000 0.07%
62 HAP Trading, LLC 40,600 1,612,000 0.06%
63 AXA S.A. 40,364 1,602,000 0.06%
64 Select Asset Management & Trust 40,000 1,588,000 0.06%
65 Main Management LLC 39,203 1,556,000 0.06%
66 UBS AG 38,900 1,544,000 0.06% Put
67 Commonwealth Equity Services, Inc 37,219 1,478,000 0.06%
68 Robert W. Baird & Co. Inc 37,130 1,474,000 0.06% SH
69 RAYMOND JAMES & ASSOCIATES 34,624 1,375,000 0.05%
70 LADENBURG THALMANN FINANCIAL SERVICES INC. 34,379 1,366,000 0.05%
71 Choate Investment Advisors 31,450 1,248,565 0.05%
72 NATIONAL PLANNING CORP 32,255 1,244,000 0.05%
73 PUZO MICHAEL J 29,370 1,166,000 0.05%
74 BANK OF HAWAII 28,669 1,138,000 0.04%
75 STIFEL FINANCIAL CORP 25,670 1,019,000 0.04%
76 M&T BANK CORP 25,367 1,007,000 0.04%
77 BTR CAPITAL MANAGEMENT INC 25,125 997,000 0.04%
78 Cambridge Investment Research Advisors, Inc. 23,436 930,000 0.04%
79 Hexavest Inc. 23,086 917,000 0.04%
80 Wunderlich Capital Managemnt 21,754 860,000 0.03%
81 INTEGRAL DERIVATIVES, LLC 20,800 826,000 0.03% Put
82 WHALEROCK POINT PARTNERS, LLC 19,250 764,000 0.03%
83 Dorsey & Whitney Trust CO LLC 19,164 761,000 0.03%
84 Hudock, Inc. 18,732 744,000 0.03%
85 Gramercy Funds Management LLC 18,100 719,000 0.03%
86 Hemenway Trust Co LLC 18,050 717,000 0.03%
87 Carroll Financial Associates, Inc. 16,500 625,000 0.02%
88 Carnegie Investment Counsel 15,089 599,000 0.02%
89 New England Private Wealth Advisors LLC 14,129 561,000 0.02%
90 FIDUCIARY FINANCIAL SERVICES OF THE SOUTHWEST INC /TX 13,255 526,000 0.02%
91 TORONTO DOMINION BANK 13,252 526,000 0.02%
92 FNY Managed Accounts LLC 13,000 516,100 0.02%
93 Walleye Trading LLC 12,700 505,000 0.02% Put
94 FIDUCIARY TRUST INTERNATIONAL LLC 12,400 492,000 0.02%
95 Evanson Asset Management, LLC 12,219 485,000 0.02%
96 Walleye Trading LLC 12,200 485,000 0.02% Call
97 FIFTH THIRD BANCORP 11,629 462,000 0.02%
98 B. Riley Wealth Management, Inc. 11,450 454,000 0.02%
99 CHATHAM CAPITAL GROUP, INC. 11,175 444,000 0.02%
100 NOMURA HOLDINGS INC 9,927 394,000 0.02%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.