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SPDR S&P MIDCAP 400 ETF TR
SPDR S&P MIDCAP 400 ETF TR. Institutional holdings reported to the SEC.

Institutional Holders (2014Q2)
Portfolio Summary: 485 Institutional holders with a total value of $9,983,716,735.
#
Manager Name
Shares
Value ($)
%
Options
Notes
51 METROPOLITAN LIFE INSURANCE CO/NY 108,000 27,997,000 0.28%
52 Capstone Financial Advisors, Inc. 105,235 27,420,000 0.27%
53 HERITAGE INVESTORS MANAGEMENT CORP 104,061 27,114,000 0.27%
54 Commonwealth Equity Services, Inc 100,226 26,115,000 0.26%
55 FINANCIAL COUNSELORS INC 99,905 26,031,000 0.26%
56 Cambridge Investment Research Advisors, Inc. 99,758 25,993,000 0.26%
57 Hills Bank & Trust Co 99,127 25,829,000 0.26%
58 MUFG Americas Holdings Corp 97,625 25,437,000 0.25%
59 UNITED CAPITAL FINANCIAL ADVISORS, LLC 96,289 25,089,000 0.25%
60 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 93,686 24,411,000 0.24%
61 TIAA CREF INVESTMENT MANAGEMENT LLC 93,603 24,389,000 0.24%
62 PEAPACK GLADSTONE FINANCIAL CORP 91,792 23,917,323 0.24%
63 EATON VANCE MANAGEMENT 88,525 23,067,000 0.23%
64 BlackRock Institutional Trust Company, N.A. 84,149 21,926,000 0.22%
65 Confluence Wealth Management LLC 83,028 21,634,000 0.22%
66 WELCH & FORBES LLC 80,784 21,049,000 0.21%
67 Choate Investment Advisors 80,291 20,920,641 0.21%
68 TEXAS PERMANENT SCHOOL FUND CORP 80,074 20,864,000 0.21%
69 OPPENHEIMER & CO INC 79,655 20,755,000 0.21%
70 LBA Wealth Management, LLC 79,236 20,646,000 0.21%
71 COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS 78,517 20,458,000 0.20%
72 Financial Advisory Group 77,761 20,261,000 0.20%
73 BARCLAYS PLC 77,200 20,072,000 0.20% Put
74 PINNACLE ASSOCIATES LTD 76,457 19,922,000 0.20%
75 BANK OF AMERICA CORP /DE/ 76,300 19,880,000 0.20% Call
76 BB&T SECURITIES, LLC 7,446 19,401,000 0.19%
77 Gladius Capital Management LP 70,157 18,272,000 0.18%
78 LILLEY & CO 69,897 18,213,000 0.18%
79 Robert W. Baird & Co. Inc 69,543 18,120,000 0.18%
80 First Allied Advisory Services, Inc. 67,754 17,651,000 0.18%
81 Portland Global Advisors LLC 66,618 17,358,000 0.17%
82 CAPITAL ONE, NATIONAL ASSOCIATION 64,363 16,771,000 0.17%
83 RELATIONAL INVESTORS LLC 62,173 16,200,000 0.16%
84 NBT BANK N A /NY 61,913 16,132,000 0.16%
85 First Financial Bank - Trust Division 60,968 15,886,000 0.16%
86 HUNTINGTON NATIONAL BANK 60,791 15,840,000 0.16% PRN
87 Chanos & Co LP 59,490 15,501,000 0.16%
88 SMITH, MOORE & CO. 57,720 15,040,000 0.15%
89 King Wealth Management Group 57,322 14,872,000 0.15%
90 Retirement Systems of Alabama 57,000 14,852,000 0.15%
91 BARCLAYS PLC 57,000 14,820,000 0.15% Call
92 Covington Capital Management 54,280 14,229,000 0.14%
93 NATIONAL PLANNING CORP 53,342 13,899,000 0.14%
94 HYMAN CHARLES D 53,136 13,845,000 0.14%
95 Highmount Capital, LLC 52,935 13,793,000 0.14%
96 SHINE INVESTMENT ADVISORY SERVICES INC 52,782 13,753,000 0.14%
97 Bartlett & Co. LLC 51,822 13,503,000 0.14%
98 Linscomb Wealth, Inc. 51,820 13,502,000 0.14%
99 BANK OF AMERICA CORP /DE/ 50,100 13,054,000 0.13% Put
100 Janney Capital Management LLC 49,400 12,872,000 0.13% SH
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.