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SPDR S&P MIDCAP 400 ETF TR
SPDR S&P MIDCAP 400 ETF TR. Institutional holdings reported to the SEC.

Institutional Holders (2014Q4)
Portfolio Summary: 533 Institutional holders with a total value of $9,476,506,303.
#
Manager Name
Shares
Value ($)
%
Options
Notes
401 INTEGRAL DERIVATIVES, LLC 31,100 8,209,000 0.09% Call
402 Chanos & Co LP 31,372 8,281,000 0.09%
403 CORNERSTONE CAPITAL MANAGEMENT HOLDINGS LLC. 31,876 8,414,000 0.09%
404 PITTENGER & ANDERSON INC 31,907 8,422,000 0.09%
405 D. SCOTT NEAL, INC. 32,329 8,534,000 0.09%
406 Parallax Volatility Advisers, L.P. 32,900 8,684,000 0.09% Call
407 RELATIONAL INVESTORS LLC 33,300 8,790,000 0.09%
408 Janney Capital Management LLC 34,245 9,040,000 0.10% SH
409 Private Advisor Group, LLC 34,904 9,214,000 0.10%
410 Country Club Trust Company, n.a. 35,153 9,280,000 0.10%
411 Curbstone Financial Management Corp 35,570 9,389,000 0.10%
412 BOSTON PRIVATE BANK & TRUST CO 35,877 9,471,000 0.10%
413 PRIO WEALTH LIMITED PARTNERSHIP 36,209 9,558,000 0.10%
414 BANK OF AMERICA CORP /DE/ 36,500 9,635,000 0.10% Put
415 Stratos Wealth Partners, LTD. 37,170 9,811,999 0.10%
416 Calamos Advisors LLC 37,919 10,009,000 0.11%
417 MOTCO 38,595 10,188,000 0.11%
418 MILLENNIUM MANAGEMENT LLC 39,623 10,459,000 0.11%
419 TRUSTMARK BANK TRUST DEPARTMENT 40,212 10,615,000 0.11%
420 GOFEN & GLOSSBERG LLC /IL/ 41,334 10,911,000 0.12%
421 Bartlett & Co. LLC 41,695 11,006,000 0.12%
422 ENVESTNET ASSET MANAGEMENT INC 43,488 11,480,000 0.12%
423 FIRST MERCHANTS CORP 43,500 11,482,000 0.12%
424 RETIREMENT CAPITAL STRATEGIES 43,739 11,546,000 0.12%
425 Tower Research Capital LLC (TRC) 43,760 11,551,000 0.12%
426 WHITTIER TRUST CO OF NEVADA INC 43,892 11,586,000 0.12%
427 Jacobus Wealth Management, Inc. 44,692 11,797,000 0.12%
428 NEVILLE RODIE & SHAW INC 45,095 11,904,000 0.13%
429 FineMark National Bank & Trust 45,221 11,937,000 0.13%
430 BESSEMER GROUP INC 45,241 11,943,000 0.13%
431 First Allied Advisory Services, Inc. 47,626 12,569,000 0.13%
432 TIAA CREF TRUST CO FSB/MO 47,703 12,592,000 0.13%
433 Klingman & Associates, LLC 48,032 12,679,000 0.13%
434 Linscomb Wealth, Inc. 48,144 12,709,000 0.13%
435 FDx Advisors, Inc. 48,201 12,724,000 0.13%
436 BOSTON FAMILY OFFICE LLC 48,793 12,880,000 0.14%
437 M&T BANK CORP 49,895 13,172,000 0.14%
438 Virtu Financial LLC 50,477 13,324,000 0.14%
439 Patriot Wealth Management, Inc. 52,400 13,832,000 0.15%
440 Covington Capital Management 53,612 14,152,000 0.15%
441 Highmount Capital, LLC 53,771 14,193,000 0.15%
442 SHINE INVESTMENT ADVISORY SERVICES INC 54,401 14,360,000 0.15%
443 First Financial Bank - Trust Division 54,582 14,408,000 0.15%
444 HYMAN CHARLES D 56,251 14,849,000 0.16%
445 Retirement Systems of Alabama 57,000 15,046,000 0.16%
446 NBT BANK N A /NY 58,219 15,368,000 0.16%
447 Dakota Wealth Management 59,472 15,703,000 0.17%
448 SMITH, MOORE & CO. 61,494 16,233,000 0.17%
449 King Wealth Management Group 61,597 16,260,000 0.17%
450 Cambridge Investment Research Advisors, Inc. 63,747 16,827,000 0.18%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.