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SPDR S&P MIDCAP 400 ETF TR
SPDR S&P MIDCAP 400 ETF TR. Institutional holdings reported to the SEC.

Institutional Holders (2015Q3)
Portfolio Summary: 550 Institutional holders with a total value of $8,120,665,232.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Parallax Volatility Advisers, L.P. 1 0 0.00%
2 Tradewinds Capital Management, LLC 10 3,000 0.00%
3 NORTHWESTERN MUTUAL INVESTMENT SERVICES LLC 11 3,000 0.00%
4 SEI INVESTMENTS CO 12 3,000 0.00%
5 Stanford Investment Group, Inc. 14 3,000 0.00%
6 Ruggie Capital Group 14 4,000 0.00%
7 Waverly Advisors, LLC 17 4,000 0.00%
8 Taylor Frigon Capital Management LLC 15 4,000 0.00%
9 Aft, Forsyth & Sober, LLC 25 6,000 0.00%
10 KRILOGY FINANCIAL LLC 25 6,000 0.00%
11 Avior Wealth Management, LLC 25 6,000 0.00%
12 Cornerstone Advisors, Inc. 28 7,000 0.00%
13 EXANE DERIVATIVES 30 7,466 0.00%
14 Carroll Financial Associates, Inc. 33 8,000 0.00%
15 Capital Directions Investment Advisors, LLC 37 9,000 0.00%
16 THRIVENT FINANCIAL FOR LUTHERANS 35 9,000 0.00%
17 HIGHLAND CAPITAL MANAGEMENT, LLC 41 10,000 0.00%
18 Ironwood Financial, llc 65 16,000 0.00%
19 Hudock, Inc. 74 18,000 0.00%
20 MONETA GROUP INVESTMENT ADVISORS LLC 71 18,000 0.00%
21 M&T BANK CORP 3,000 20,000 0.00% Put
22 Crosspoint Capital Strategies, LLC 87 22,000 0.00%
23 CKW FINANCIAL GROUP 88 22,000 0.00%
24 BENJAMIN F. EDWARDS & COMPANY, INC. 92 23,000 0.00%
25 Focused Wealth Management, Inc 97 24,000 0.00%
26 Apriem Advisors 100 25,000 0.00%
27 Beacon Capital Management, Inc. 100 25,000 0.00%
28 SATURNA CAPITAL CORP 99 25,000 0.00%
29 REILLY FINANCIAL ADVISORS, LLC 100 25,000 0.00%
30 Cable Hill Partners, LLC 102 26,000 0.00%
31 HAP Trading, LLC 22,100 27,000 0.00% Call
32 EDMOND DE ROTHSCHILD (SUISSE) S.A. 130 32,000 0.00%
33 BUTENSKY & COHEN FINANCIAL SECURITY, INC 135 34,000 0.00%
34 Tortoise Investment Management, LLC 137 34,000 0.00%
35 SHARKEY, HOWES & JAVER 134 35,000 0.00%
36 ROPES WEALTH ADVISORS LLC 142 35,000 0.00%
37 CONTRAVISORY INVESTMENT MANAGEMENT, INC. 140 35,000 0.00%
38 Ledyard National Bank 150 37,000 0.00%
39 WELLS FARGO & COMPANY/MN 4,500 38,000 0.00% Put
40 CITY HOLDING CO 160 40,000 0.00%
41 COUNTRY TRUST BANK 167 42,000 0.00%
42 Live Your Vision, LLC 170 42,000 0.00%
43 Brookstone Capital Management 200 50,000 0.00%
44 Gradient Investments LLC 200 50,000 0.00%
45 1832 Asset Management L.P. 216 54,000 0.00%
46 LS Investment Advisors, LLC 233 58,000 0.00%
47 WOLVERINE ASSET MANAGEMENT LLC 46 65,000 0.00% Call
48 Smithfield Trust Co 285 71,000 0.00%
49 Windsor Capital Management, LLC 295 73,000 0.00%
50 SIGNATUREFD, LLC 297 74,000 0.00%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.