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SPDR S&P MIDCAP 400 ETF TR
SPDR S&P MIDCAP 400 ETF TR. Institutional holdings reported to the SEC.

Institutional Holders (2016Q1)
Portfolio Summary: 577 Institutional holders with a total value of $9,086,058,321.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Parallax Volatility Advisers, L.P. 1 0 0.00%
2 ROPES WEALTH ADVISORS LLC 5 1,000 0.00%
3 M&T BANK CORP 600 2,000 0.00% Put
4 Tradewinds Capital Management, LLC 10 3,000 0.00%
5 Transamerica Financial Advisors, LLC 15 4,000 0.00%
6 Stanford Investment Group, Inc. 14 4,000 0.00%
7 Ipswich Investment Management Co., Inc. 20 5,000 0.00%
8 M&T BANK CORP 900 5,000 0.00% Call
9 KRILOGY FINANCIAL LLC 25 7,000 0.00%
10 ROBLE, BELKO & COMPANY, INC 28 7,000 0.00%
11 EXANE DERIVATIVES 30 7,882 0.00%
12 WOLVERINE ASSET MANAGEMENT LLC 5 8,000 0.00% Call
13 WELLS FARGO & COMPANY/MN 6,400 8,000 0.00% Put
14 MEEDER ASSET MANAGEMENT INC 38 10,000 0.00%
15 SEI INVESTMENTS CO 45 12,000 0.00%
16 Ironwood Financial, llc 65 17,000 0.00%
17 Clean Yield Group 70 19,000 0.00%
18 CKW FINANCIAL GROUP 88 23,000 0.00%
19 Apriem Advisors 100 26,000 0.00%
20 Beacon Capital Management, Inc. 100 26,000 0.00%
21 Cable Hill Partners, LLC 102 27,000 0.00%
22 ARMBRUSTER CAPITAL MANAGEMENT, INC. 120 32,000 0.00%
23 BUTENSKY & COHEN FINANCIAL SECURITY, INC 130 34,000 0.00%
24 EDMOND DE ROTHSCHILD (SUISSE) S.A. 130 34,000 0.00%
25 Tortoise Investment Management, LLC 140 37,000 0.00%
26 SHARKEY, HOWES & JAVER 146 38,000 0.00%
27 BENJAMIN F. EDWARDS & COMPANY, INC. 154 40,000 0.00%
28 FARMERS & MERCHANTS INVESTMENTS INC 160 42,000 0.00%
29 SONORA INVESTMENT MANAGEMENT, LLC 164 43,832 0.00%
30 REILLY FINANCIAL ADVISORS, LLC 169 44,000 0.00%
31 ASSET DEDICATION, LLC 175 46,000 0.00%
32 CITY HOLDING CO 180 47,000 0.00%
33 Vigilant Capital Management, LLC 200 53,000 0.00%
34 WASHINGTON TRUST BANK 201 53,000 0.00%
35 CapWealth Advisors, LLC 207 54,000 0.00%
36 LS Investment Advisors, LLC 233 61,000 0.00%
37 Gradient Investments LLC 241 63,000 0.00%
38 BALDWIN WEALTH PARTNERS LLC/MA 240 63,000 0.00%
39 Avior Wealth Management, LLC 249 65,000 0.00%
40 US FINANCIAL ADVISORS, LLC 255 67,000 0.00%
41 SIGNATUREFD, LLC 297 78,000 0.00%
42 WOLVERINE ASSET MANAGEMENT LLC 69 85,000 0.00% Put
43 Commonwealth Financial Services, LLC 327 86,000 0.00%
44 Hoxton Financial, Inc. 342 90,000 0.00%
45 USCA RIA LLC 24,585 94,000 0.00%
46 DUBUQUE BANK & TRUST CO 357 94,000 0.00%
47 Lenox Wealth Advisors, LLC 367 96,000 0.00%
48 1832 Asset Management L.P. 381 100,000 0.00%
49 Winslow, Evans & Crocker, Inc. 425 111,656 0.00%
50 People's United Financial, Inc. 425 112,000 0.00%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.