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SPDR S&P MIDCAP 400 ETF TR
SPDR S&P MIDCAP 400 ETF TR. Institutional holdings reported to the SEC.

Institutional Holders (2016Q2)
Portfolio Summary: 582 Institutional holders with a total value of $45,059,042,308.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Parallax Volatility Advisers, L.P. 1 0 0.00%
2 M&T BANK CORP 5 1,000 0.00% Call
3 ROPES WEALTH ADVISORS LLC 5 1,000 0.00%
4 SEI INVESTMENTS CO 4 1,000 0.00%
5 M&T BANK CORP 8 2,000 0.00% Put
6 Tradewinds Capital Management, LLC 10 3,000 0.00%
7 MANUFACTURERS LIFE INSURANCE COMPANY, THE 15 4,000 0.00%
8 Stanford Investment Group, Inc. 14 4,000 0.00%
9 Financial Management Professionals, Inc. 25 6,000 0.00%
10 KRILOGY FINANCIAL LLC 25 7,000 0.00%
11 ROBLE, BELKO & COMPANY, INC 28 8,000 0.00%
12 EXANE DERIVATIVES 33 8,825 0.00%
13 MEEDER ASSET MANAGEMENT INC 38 10,000 0.00%
14 Camarda Financial Advisors, LLC 62 17,000 0.00%
15 Ironwood Financial, llc 65 18,000 0.00%
16 Clean Yield Group 70 19,000 0.00%
17 PIERSHALE FINANCIAL GROUP, INC. 89 24,000 0.00%
18 CKW FINANCIAL GROUP 88 24,000 0.00%
19 Hudock, Inc. 95 25,000 0.00%
20 Cable Hill Partners, LLC 102 28,000 0.00%
21 BUTENSKY & COHEN FINANCIAL SECURITY, INC 110 30,000 0.00%
22 ARMBRUSTER CAPITAL MANAGEMENT, INC. 120 33,000 0.00%
23 EDMOND DE ROTHSCHILD (SUISSE) S.A. 130 35,000 0.00%
24 REILLY FINANCIAL ADVISORS, LLC 133 36,000 0.00%
25 Tortoise Investment Management, LLC 140 38,000 0.00%
26 BENJAMIN F. EDWARDS & COMPANY, INC. 141 38,000 0.00%
27 SHARKEY, HOWES & JAVER 147 40,000 0.00%
28 WELLS FARGO & COMPANY/MN 600 41,000 0.00% Put
29 FARMERS & MERCHANTS INVESTMENTS INC 167 45,000 0.00%
30 ASSET DEDICATION, LLC 175 46,000 0.00%
31 WASHINGTON TRUST BANK 180 49,000 0.00%
32 CITY HOLDING CO 180 49,000 0.00%
33 Vigilant Capital Management, LLC 200 54,000 0.00%
34 CapWealth Advisors, LLC 207 56,000 0.00%
35 LS Investment Advisors, LLC 233 63,000 0.00%
36 BALDWIN WEALTH PARTNERS LLC/MA 240 65,000 0.00%
37 Gradient Investments LLC 241 66,000 0.00%
38 Avior Wealth Management, LLC 249 68,000 0.00%
39 Spot Trading L.L.C 300 82,000 0.00% Put
40 SIGNATUREFD, LLC 357 97,000 0.00%
41 Lenox Wealth Advisors, LLC 368 100,000 0.00%
42 1832 Asset Management L.P. 391 107,000 0.00%
43 ANCHOR INVESTMENT MANAGEMENT, LLC 400 108,892 0.00%
44 Winslow, Evans & Crocker, Inc. 426 115,698 0.00%
45 People's United Financial, Inc. 425 116,000 0.00%
46 Hanson & Doremus Investment Management 450 123,000 0.00%
47 Allworth Financial LP 470 128,000 0.00%
48 MassMutual Private Wealth & Trust, FSB 482 131,215 0.00%
49 NEXT Financial Group, Inc 485 132,000 0.00%
50 JACKSON, GRANT INVESTMENT ADVISERS, INC. 496 135,000 0.00%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.