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SPDR S&P MIDCAP 400 ETF TR
SPDR S&P MIDCAP 400 ETF TR. Institutional holdings reported to the SEC.

Institutional Holders (2017Q2)
Portfolio Summary: 677 Institutional holders with a total value of $11,152,466,578.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 FINANCIAL STRATEGY NETWORK, LLC 395,683 1,000 0.00%
2 M&T BANK CORP 2 1,000 0.00% Put
3 Transamerica Financial Advisors, LLC 3 1,000 0.00%
4 ROYAL FUND MANAGEMENT, LLC 7 2,000 0.00%
5 Tradewinds Capital Management, LLC 10 3,000 0.00%
6 KRILOGY FINANCIAL LLC 13 4,000 0.00%
7 Hudock, Inc. 15 4,000 0.00%
8 Carroll Financial Associates, Inc. 20 6,000 0.00%
9 MOUNTAIN CAPITAL INVESTMENT ADVISORS INC. 20 6,000 0.00%
10 EXANE DERIVATIVES 27 8,574 0.00%
11 QUADRANT CAPITAL GROUP LLC 30 9,000 0.00%
12 ROBLE, BELKO & COMPANY, INC 28 9,000 0.00%
13 NewEdge Advisors, LLC 29 9,202 0.00%
14 CKW FINANCIAL GROUP 33 11,000 0.00%
15 MINICHMACGREGOR WEALTH MANAGEMENT, LLC 47 14,000 0.00%
16 ISRAEL DISCOUNT BANK OF NEW YORK 50 16,000 0.00%
17 BELL ROCK CAPITAL LLC 49 16,000 0.00%
18 TCI Wealth Advisors, Inc. 53 17,000 0.00%
19 HARFST & ASSOCIATES, INC. 60 19,000 0.00%
20 Ironwood Financial, llc 65 21,000 0.00%
21 Live Your Vision, LLC 70 22,000 0.00%
22 Capital Analysts, LLC 72 22,896 0.00%
23 Vigilant Capital Management, LLC 73 23,000 0.00%
24 CWM, LLC 78 25,000 0.00%
25 REILLY FINANCIAL ADVISORS, LLC 83 26,000 0.00%
26 MPS LORIA FINANCIAL PLANNERS, LLC 84 26,000 0.00%
27 SUTTON WEALTH ADVISORS INC. 82 26,045 0.00%
28 BUTENSKY & COHEN FINANCIAL SECURITY, INC 85 27,000 0.00%
29 WATERMARK ASSET MANAGEMENT, INC. 88 28,000 0.00%
30 Lenox Wealth Management, Inc. 92 29,000 0.00%
31 FARMERS & MERCHANTS INVESTMENTS INC 90 29,000 0.00%
32 MASSEY QUICK SIMON & CO., LLC 98 31,000 0.00%
33 SAN FRANCISCO SENTRY INVESTMENT GROUP (CA) 102 32,000 0.00%
34 BALDWIN WEALTH PARTNERS LLC/MA 100 32,000 0.00%
35 WELLS FARGO & COMPANY/MN 215 33,000 0.00% Put
36 PARALLEL ADVISORS, LLC 109 35,000 0.00%
37 BALENTINE LLC 112 36,000 0.00%
38 BENJAMIN F. EDWARDS & COMPANY, INC. 121 38,000 0.00%
39 ARMBRUSTER CAPITAL MANAGEMENT, INC. 120 38,000 0.00%
40 HORAN SECURITIES, INC. 125 40,000 0.00%
41 Tortoise Investment Management, LLC 137 44,000 0.00%
42 ATWOOD & PALMER INC 150 48,000 0.00%
43 ASSET DEDICATION, LLC 154 49,000 0.00%
44 ULLMANN WEALTH PARTNERS GROUP, LLC 160 50,000 0.00%
45 CITY HOLDING CO 160 51,000 0.00%
46 WEBSTER BANK, N. A. 168 53,000 0.00%
47 WASHINGTON TRUST BANK 180 57,000 0.00%
48 MASCOMA WEALTH MANAGEMENT LLC 188 60,000 0.00%
49 Private Ocean, LLC 200 64,000 0.00%
50 CLEARSTEAD TRUST, LLC 200 64,000 0.00%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.