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SPDR S&P MIDCAP 400 ETF TR
SPDR S&P MIDCAP 400 ETF TR. Institutional holdings reported to the SEC.

Institutional Holders (2017Q2)
Portfolio Summary: 677 Institutional holders with a total value of $11,152,466,578.
#
Manager Name
Shares
Value ($)
%
Options
Notes
201 NICOLET BANKSHARES INC 1,416 450,000 0.00%
202 CARLEON CAPITAL PARTNERS LLC 1,418 450,000 0.00%
203 OSBORNE PARTNERS CAPITAL MANAGEMENT, LLC 1,416 450,000 0.00%
204 FCA CORP /TX 1,423 452,000 0.00%
205 NewFocus Financial Group, LLC 1,434 455,000 0.00%
206 Moors & Cabot, Inc. 1,433 455,000 0.00%
207 GFS Advisors, LLC 1,450 461,000 0.00%
208 Wealth Architects, LLC 1,472 467,000 0.00%
209 WEDBUSH SECURITIES INC 1,474 468,000 0.00%
210 BAR HARBOR WEALTH MANAGEMENT 1,475 468,000 0.00%
211 BANK OF HAWAII 1,475 468,000 0.00%
212 Joel Isaacson & Co., LLC 1,487 472,000 0.00%
213 KANAWHA CAPITAL MANAGEMENT LLC 1,490 473,000 0.00%
214 FIRST NATIONAL BANK SIOUX FALLS 1,498 476,000 0.00%
215 Bridgecreek Investment Management, LLC 1,500 476,000 0.00%
216 HONKAMP KRUEGER FINANCIAL SERVICES INC /ADV 1,504 478,000 0.00%
217 Capital Advisors, Ltd. LLC 1,510 480,000 0.00%
218 Livingston Group Asset Management CO (operating as Southport Capital Management) 1,510 480,000 0.00%
219 Buffington Mohr McNeal 1,515 481,000 0.00%
220 Newman Dignan & Sheerar, Inc. 1,533 487,000 0.00%
221 Virtu KCG Holdings LLC 1,536 488,000 0.00%
222 Advisory Services Network, LLC 1,550 492,000 0.00%
223 Glassman Wealth Services 1,550 492,000 0.00%
224 WEALTHCARE CAPITAL MANAGEMENT LLC 1,563 496,000 0.00%
225 WHITE PINE CAPITAL LLC 1,601 509,000 0.00%
226 Essex Financial Services, Inc. 1,609 511,000 0.00%
227 Concorde Asset Management, LLC 1,631 518,000 0.00%
228 Clark Capital Management Group, Inc. 1,630 518,000 0.00%
229 APPLETON PARTNERS INC/MA 1,634 519,000 0.00%
230 Capital Investment Advisors, LLC 1,635 519,000 0.00%
231 Evanson Asset Management, LLC 1,641 521,000 0.00%
232 Argent Trust Co 1,657 526,000 0.00%
233 TRUST CO OF VERMONT 1,710 543,000 0.00%
234 TOWER SQUARE INVESTMENT MANAGEMENT, LLC 1,743 553,000 0.00%
235 LCNB CORP 1,745 555,000 0.00%
236 Long Road Investment Counsel, LLC 1,758 558,000 0.01%
237 ALPHA OMEGA WEALTH MANAGEMENT LLC 1,768 562,000 0.01%
238 TWO SIGMA SECURITIES, LLC 1,790 569,000 0.01%
239 SHEAFF BROCK INVESTMENT ADVISORS, LLC 1,790 569,000 0.01%
240 WEALTHPLAN PARTNERS, LLC 1,798 571,000 0.01%
241 Paragon Capital Management Ltd 1,800 572,000 0.01%
242 SHEETS SMITH WEALTH MANAGEMENT 1,807 574,000 0.01%
243 Freedom Investment Management, Inc. 1,839 584,000 0.01%
244 FAGAN ASSOCIATES, INC. 1,849 587,000 0.01%
245 WFG Advisors, LP 1,854 589,000 0.01%
246 ORRSTOWN FINANCIAL SERVICES INC 1,865 592,000 0.01%
247 MOODY LYNN & LIEBERSON, LLC 1,878 596,000 0.01%
248 Fiduciary Trust Co International of Pennsylvania 1,882 598,000 0.01%
249 NorthRock Partners, LLC 1,881 599,000 0.01%
250 OLD MISSION CAPITAL LLC 1,929 613,000 0.01%
Page 5 of 14

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.