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SPDR S&P MIDCAP 400 ETF TR
SPDR S&P MIDCAP 400 ETF TR. Institutional holdings reported to the SEC.

Institutional Holders (2017Q2)
Portfolio Summary: 677 Institutional holders with a total value of $11,152,466,578.
#
Manager Name
Shares
Value ($)
%
Options
Notes
301 SHUFRO ROSE & CO LLC 3,147 1,000,000 0.01%
302 RIVER WEALTH ADVISORS LLC 3,166 1,006,000 0.01%
303 TOCQUEVILLE ASSET MANAGEMENT L.P. 3,179 1,010,000 0.01%
304 GENEOS WEALTH MANAGEMENT INC. 3,235 1,027,000 0.01%
305 Granite Investment Advisors, LLC 3,167 1,034,000 0.01%
306 TEACHERS ADVISORS, LLC 3,278 1,041,000 0.01%
307 STEWARD PARTNERS INVESTMENT ADVISORY, LLC 3,289 1,044,000 0.01%
308 FRANKLIN RESOURCES INC 3,317 1,054,000 0.01%
309 Chevy Chase Trust Holdings, LLC 3,332 1,059,000 0.01%
310 COLONY GROUP LLC 3,383 1,075,000 0.01%
311 Busey Bank 3,488 1,108,000 0.01%
312 PEGASUS PARTNERS LTD. 3,491 1,109,000 0.01%
313 Truepoint, Inc. 3,492 1,114,000 0.01%
314 Citizens Business Bank 3,512 1,115,000 0.01%
315 CHOREO, LLC 3,529 1,123,000 0.01%
316 Dorsey & Whitney Trust CO LLC 3,539 1,124,000 0.01%
317 OPTIMUM INVESTMENT ADVISORS 3,587 1,139,000 0.01%
318 WOODSTOCK CORP 3,587 1,139,000 0.01%
319 TEXAS PERMANENT SCHOOL FUND CORP 3,600 1,143,000 0.01%
320 Legacy Private Trust Co. 3,603 1,145,000 0.01%
321 First Heartland Consultants, Inc. 3,656 1,161,000 0.01%
322 UNITED BANK, INC. 3,665 1,164,000 0.01%
323 AUSDAL FINANCIAL PARTNERS, INC. 3,702 1,176,000 0.01%
324 BAHL & GAYNOR INC 3,784 1,202,000 0.01%
325 Partnervest Advisory Services LLC 3,805 1,209,000 0.01%
326 Walleye Trading LLC 3,800 1,210,000 0.01% Call
327 CETERA INVESTMENT ADVISERS 3,817 1,215,000 0.01%
328 Cetera Advisors LLC 3,817 1,215,000 0.01%
329 BOSTON FINANCIAL MANGEMENT LLC 3,903 1,240,000 0.01%
330 SEGALL BRYANT & HAMILL, LLC 3,913 1,243,000 0.01%
331 Johnson Financial Group, Inc. 4,019 1,276,000 0.01%
332 SPINNAKER TRUST 4,080 1,296,000 0.01%
333 BBVA USA Bancshares, Inc. 4,114 1,307,000 0.01%
334 New England Private Wealth Advisors LLC 4,187 1,330,000 0.01%
335 Shoker Investment Counsel, Inc. 4,237 1,345,000 0.01%
336 COMERICA BANK 4,236 1,371,000 0.01%
337 BIGSUR WEALTH MANAGEMENT LLC 4,300 1,372,000 0.01%
338 CUE ADVISORY SERVICES, INC. 4,464 1,418,000 0.01%
339 CRESCENT GROVE ADVISORS, LLC 4,463 1,420,000 0.01%
340 LEJEUNE PUETZ INVESTMENT COUNSEL LLC 4,496 1,428,000 0.01%
341 KINGS POINT CAPITAL MANAGEMENT 4,557 1,447,000 0.01%
342 LYELL WEALTH MANAGEMENT, LP 4,657 1,482,000 0.01%
343 CUMBERLAND ADVISORS INC 4,670 1,483,000 0.01%
344 Baker Avenue Asset Management, LP 4,725 1,501,000 0.01%
345 SILVERCREST ASSET MANAGEMENT GROUP LLC 4,822 1,531,000 0.01%
346 Dana Investment Advisors, Inc. 4,824 1,532,000 0.01%
347 CAPE COD FIVE CENTS SAVINGS BANK 4,869 1,546,000 0.01%
348 Cambridge Advisors Inc. 4,886 1,552,000 0.01%
349 TIEMANN INVESTMENT ADVISORS, LLC 5,044 1,602,000 0.01%
350 BRONFMAN E.L. ROTHSCHILD, L.P. 5,045 1,603,000 0.01%
Page 7 of 14

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.