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SPDR S&P MIDCAP 400 ETF TR
SPDR S&P MIDCAP 400 ETF TR. Institutional holdings reported to the SEC.

Institutional Holders (2017Q2)
Portfolio Summary: 677 Institutional holders with a total value of $11,152,466,578.
#
Manager Name
Shares
Value ($)
%
Options
Notes
351 Independence Trust CO 5,050 1,604,000 0.01%
352 JACOBS LEVY EQUITY MANAGEMENT, INC 5,080 1,614,000 0.01%
353 Wunderlich Capital Managemnt 5,122 1,627,000 0.01%
354 Carlton Hofferkamp & Jenks Wealth Management, LLC 5,149 1,635,000 0.01%
355 HM PAYSON & CO 5,175 1,644,000 0.01%
356 PIONEER TRUST BANK N A/OR 5,210 1,655,000 0.01%
357 WADE G W & INC 5,229 1,661,000 0.01%
358 Lowe Wealth Advisors, LLC 5,229 1,661,000 0.01%
359 TELEMUS CAPITAL, LLC 5,303 1,684,000 0.02%
360 INVESTMENT CENTERS OF AMERICA INC 5,319 1,687,000 0.02%
361 BRAUN STACEY ASSOCIATES INC 5,515 1,752,000 0.02%
362 Gilman Hill Asset Management, LLC 5,653 1,796,000 0.02%
363 Aldebaran Financial Inc. 5,661 1,798,000 0.02%
364 BADGLEY PHELPS & BELL INC 5,697 1,809,000 0.02%
365 First National Bank of Mount Dora, Trust Investment Services 5,733 1,821,000 0.02%
366 PROVIDENCE FIRST TRUST CO 5,755 1,828,000 0.02%
367 REGIONS FINANCIAL CORP 5,784 1,837,000 0.02%
368 LEVEL FOUR ADVISORY SERVICES, LLC 6,011 1,851,000 0.02%
369 NWAM LLC 5,830 1,852,000 0.02%
370 GREAT LAKES ADVISORS, LLC 5,912 1,878,000 0.02%
371 KELMAN-LAZAROV, INC. 5,986 1,901,000 0.02%
372 Lumina Fund Management LLC 6,000 1,906,000 0.02%
373 Parallax Volatility Advisers, L.P. 6,000 1,906,000 0.02% Put
374 ArchPoint Investors 6,060 1,928,000 0.02%
375 BARCLAYS PLC 6,100 1,938,000 0.02%
376 Asset Management Group, Inc. 6,250 1,985,000 0.02%
377 WEST PACES ADVISORS INC. 6,297 2,000,053 0.02%
378 Sigma Planning Corp 6,326 2,009,000 0.02%
379 RFG Advisory, LLC 6,486 2,054,000 0.02%
380 DAVIS R M INC 6,561 2,084,000 0.02%
381 ZWJ INVESTMENT COUNSEL INC 6,572 2,087,000 0.02%
382 Court Place Advisors, LLC 6,572 2,087,000 0.02%
383 RHUMBLINE ADVISERS 6,590 2,093,000 0.02%
384 BAILARD, INC. 6,677 2,121,000 0.02%
385 BFSG, LLC 6,736 2,139,000 0.02%
386 FIDUCIARY TRUST INTERNATIONAL LLC 6,896 2,190,000 0.02%
387 CAPITAL FUND MANAGEMENT S.A. 6,900 2,192,000 0.02% Call
388 Laird Norton Wetherby Wealth Management, LLC 7,102 2,256,000 0.02%
389 Walleye Trading LLC 7,100 2,258,000 0.02% Put
390 LINCOLN NATIONAL CORP 7,128 2,264,000 0.02%
391 WESBANCO BANK INC 7,164 2,276,000 0.02%
392 NIXON PEABODY TRUST CO 7,235 2,298,000 0.02%
393 BNP PARIBAS FINANCIAL MARKETS 2,000 2,300,000 0.02% Call
394 Coastline Trust Co 7,267 2,308,000 0.02%
395 HIGH FALLS ADVISORS, INC 7,518 2,388,000 0.02%
396 BOYS ARNOLD & CO INC 7,556 2,400,000 0.02%
397 Ionic Capital Management LLC 7,691 2,443,000 0.02%
398 Coyle Financial Counsel LLC 7,781 2,471,000 0.02%
399 McKinley Carter Wealth Services, Inc. 7,820 2,484,000 0.02%
400 BB&T SECURITIES, LLC 7,902 2,509,000 0.02%
Page 8 of 14

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.