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SPDR S&P MIDCAP 400 ETF TR
SPDR S&P MIDCAP 400 ETF TR. Institutional holdings reported to the SEC.

Institutional Holders (2017Q2)
Portfolio Summary: 677 Institutional holders with a total value of $11,152,466,578.
#
Manager Name
Shares
Value ($)
%
Options
Notes
301 WEST PACES ADVISORS INC. 6,297 2,000,053 0.02%
302 Asset Management Group, Inc. 6,250 1,985,000 0.02%
303 BARCLAYS PLC 6,100 1,938,000 0.02%
304 ArchPoint Investors 6,060 1,928,000 0.02%
305 Parallax Volatility Advisers, L.P. 6,000 1,906,000 0.02% Put
306 Lumina Fund Management LLC 6,000 1,906,000 0.02%
307 KELMAN-LAZAROV, INC. 5,986 1,901,000 0.02%
308 GREAT LAKES ADVISORS, LLC 5,912 1,878,000 0.02%
309 NWAM LLC 5,830 1,852,000 0.02%
310 LEVEL FOUR ADVISORY SERVICES, LLC 6,011 1,851,000 0.02%
311 REGIONS FINANCIAL CORP 5,784 1,837,000 0.02%
312 PROVIDENCE FIRST TRUST CO 5,755 1,828,000 0.02%
313 First National Bank of Mount Dora, Trust Investment Services 5,733 1,821,000 0.02%
314 BADGLEY PHELPS & BELL INC 5,697 1,809,000 0.02%
315 Aldebaran Financial Inc. 5,661 1,798,000 0.02%
316 Gilman Hill Asset Management, LLC 5,653 1,796,000 0.02%
317 BRAUN STACEY ASSOCIATES INC 5,515 1,752,000 0.02%
318 INVESTMENT CENTERS OF AMERICA INC 5,319 1,687,000 0.02%
319 TELEMUS CAPITAL, LLC 5,303 1,684,000 0.02%
320 Lowe Wealth Advisors, LLC 5,229 1,661,000 0.01%
321 WADE G W & INC 5,229 1,661,000 0.01%
322 PIONEER TRUST BANK N A/OR 5,210 1,655,000 0.01%
323 HM PAYSON & CO 5,175 1,644,000 0.01%
324 Carlton Hofferkamp & Jenks Wealth Management, LLC 5,149 1,635,000 0.01%
325 Wunderlich Capital Managemnt 5,122 1,627,000 0.01%
326 JACOBS LEVY EQUITY MANAGEMENT, INC 5,080 1,614,000 0.01%
327 Independence Trust CO 5,050 1,604,000 0.01%
328 BRONFMAN E.L. ROTHSCHILD, L.P. 5,045 1,603,000 0.01%
329 TIEMANN INVESTMENT ADVISORS, LLC 5,044 1,602,000 0.01%
330 Cambridge Advisors Inc. 4,886 1,552,000 0.01%
331 CAPE COD FIVE CENTS SAVINGS BANK 4,869 1,546,000 0.01%
332 Dana Investment Advisors, Inc. 4,824 1,532,000 0.01%
333 SILVERCREST ASSET MANAGEMENT GROUP LLC 4,822 1,531,000 0.01%
334 Baker Avenue Asset Management, LP 4,725 1,501,000 0.01%
335 CUMBERLAND ADVISORS INC 4,670 1,483,000 0.01%
336 LYELL WEALTH MANAGEMENT, LP 4,657 1,482,000 0.01%
337 KINGS POINT CAPITAL MANAGEMENT 4,557 1,447,000 0.01%
338 LEJEUNE PUETZ INVESTMENT COUNSEL LLC 4,496 1,428,000 0.01%
339 CRESCENT GROVE ADVISORS, LLC 4,463 1,420,000 0.01%
340 CUE ADVISORY SERVICES, INC. 4,464 1,418,000 0.01%
341 BIGSUR WEALTH MANAGEMENT LLC 4,300 1,372,000 0.01%
342 COMERICA BANK 4,236 1,371,000 0.01%
343 Shoker Investment Counsel, Inc. 4,237 1,345,000 0.01%
344 New England Private Wealth Advisors LLC 4,187 1,330,000 0.01%
345 BBVA USA Bancshares, Inc. 4,114 1,307,000 0.01%
346 SPINNAKER TRUST 4,080 1,296,000 0.01%
347 Johnson Financial Group, Inc. 4,019 1,276,000 0.01%
348 SEGALL BRYANT & HAMILL, LLC 3,913 1,243,000 0.01%
349 BOSTON FINANCIAL MANGEMENT LLC 3,903 1,240,000 0.01%
350 CETERA INVESTMENT ADVISERS 3,817 1,215,000 0.01%
Page 7 of 14

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.