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SPDR S&P MIDCAP 400 ETF TR
SPDR S&P MIDCAP 400 ETF TR. Institutional holdings reported to the SEC.

Institutional Holders (2017Q2)
Portfolio Summary: 677 Institutional holders with a total value of $11,152,466,578.
#
Manager Name
Shares
Value ($)
%
Options
Notes
51 Raymond James Financial Services Advisors, Inc. 131,788 41,864,000 0.38%
52 Parallax Volatility Advisers, L.P. 130,775 41,537,000 0.37%
53 CITADEL ADVISORS LLC 129,700 41,195,000 0.37% Put
54 Creative Planning 123,494 39,224,000 0.35%
55 CONNING INC. 117,325 37,265,000 0.33%
56 WOLVERINE TRADING LP /BD 116,700 37,042,000 0.33% Put
57 Chanos & Co LP 116,243 36,921,000 0.33%
58 APERIMUS CAPITAL, LLC 112,358 35,687,000 0.32%
59 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 104,356 33,145,000 0.30%
60 GLOBAL FINANCIAL PRIVATE CAPITAL, INC 103,733 32,948,000 0.30%
61 Portland Global Advisors LLC 101,878 32,359,000 0.29%
62 HERITAGE INVESTORS MANAGEMENT CORP 100,320 31,864,000 0.29%
63 ArrowMark Colorado Holdings LLC 100,000 31,762,000 0.28% Put
64 Choate Investment Advisors 95,872 30,450,865 0.27%
65 METROPOLITAN LIFE INSURANCE CO/NY 95,800 30,428,000 0.27%
66 FDx Advisors, Inc. 94,301 29,952,000 0.27%
67 EATON VANCE MANAGEMENT 94,163 29,908,000 0.27%
68 COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS 92,983 29,533,000 0.26%
69 PEAPACK GLADSTONE FINANCIAL CORP 92,851 29,491,335 0.26%
70 HUNTINGTON NATIONAL BANK 90,817 28,846,000 0.26% PRN
71 PINNACLE ASSOCIATES LTD 89,589 28,455,000 0.26%
72 VOYA FINANCIAL ADVISORS, INC. 87,872 27,892,000 0.25%
73 BAIRD FINANCIAL GROUP, INC. 86,486 27,470,000 0.25%
74 Capstone Financial Advisors, Inc. 86,327 27,419,000 0.25%
75 MCF Advisors LLC 85,887 27,280,000 0.24%
76 WOLVERINE ASSET MANAGEMENT LLC 81,600 25,917,000 0.23% Call
77 CORIENT CAPITAL PARTNERS, LLC 78,818 25,034,000 0.22%
78 ASSETMARK, INC 78,739 25,009,000 0.22%
79 SUNTRUST BANKS INC 76,283 24,230,000 0.22%
80 Financial Advisory Group 75,218 23,891,000 0.21%
81 SHINE INVESTMENT ADVISORY SERVICES INC 74,852 23,774,000 0.21%
82 HYMAN CHARLES D 72,806 23,125,000 0.21%
83 WELCH & FORBES LLC 71,751 22,789,000 0.20%
84 GENTRUST, LLC 71,249 22,668,000 0.20%
85 SHEPHERD FINANCIAL PARTNERS LLC 71,218 22,617,000 0.20%
86 Estate Counselors, LLC 70,180 22,291,000 0.20%
87 CAPITAL ONE, NATIONAL ASSOCIATION 69,843 22,184,000 0.20%
88 Moreno Evelyn V 68,175 21,654,000 0.19%
89 FINANCIAL COUNSELORS INC 68,045 21,629,000 0.19%
90 CITIGROUP INC 68,000 21,598,000 0.19% Call
91 SMITH, MOORE & CO. 67,919 21,572,000 0.19%
92 King Wealth Management Group 66,006 20,965,000 0.19%
93 WASHINGTON TRUST Co 65,900 20,933,000 0.19%
94 CLEARSTEAD ADVISORS, LLC 64,042 20,341,000 0.18%
95 Exchange Capital Management, Inc. 63,864 20,284,000 0.18%
96 ENVESTNET ASSET MANAGEMENT INC 62,841 19,963,000 0.18%
97 BDO WEALTH ADVISORS, LLC 61,715 19,602,000 0.18%
98 Patriot Wealth Management, Inc. 61,530 19,543,000 0.18%
99 PARAMETRIC PORTFOLIO ASSOCIATES LLC 59,929 19,035,000 0.17%
100 UBS Group AG 59,900 19,025,000 0.17% Put
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.