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SPDR SERIES TRUST
SPDR SERIES TRUST. Institutional holdings reported to the SEC.

Institutional Holders (2014Q2)
Portfolio Summary: 152 Institutional holders with a total value of $5,737,172,376.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 B. Riley Wealth Management, Inc. 20 1,000 0.00%
2 B. Riley Wealth Advisors, Inc. 20 1,646 0.00%
3 BESSEMER GROUP INC 30 2,000 0.00%
4 NEW ENGLAND SECURITIES CORP /MA/ 19 2,000 0.00%
5 Regal Investment Advisors LLC 101 8,000 0.00%
6 Carroll Financial Associates, Inc. 110 9,000 0.00%
7 MSI Financial Services Inc 200 16,000 0.00%
8 ENVESTNET ASSET MANAGEMENT INC 202 17,000 0.00%
9 SYNOVUS FINANCIAL CORP 290 24,000 0.00%
10 THOMPSON DAVIS & CO., INC. 301 25,000 0.00%
11 WELLS FARGO & COMPANY/MN 6,200 27,000 0.00% Put
12 Nelson Capital Management, LLC 365 30,000 0.00%
13 M&T BANK CORP 720 59,000 0.00%
14 DREMAN VALUE MANAGEMENT, L L C 829 68,000 0.00%
15 OCONNOR, A Distinct Business Unit of UBS ASSET MANAGEMENT AMERICAS (LLC) 75,000 74,000 0.00% Put
16 HAP Trading, LLC 20,000 92,000 0.00% Call
17 Alexandria Capital, LLC 1,375 113,000 0.00%
18 SOUTH GEORGIA CAPITAL, LLC 1,400 115,000 0.00%
19 Hutchin Hill Capital, LP 133,500 137,000 0.00% Put
20 Holt Capital Advisors, L.L.C. dba Holt Capital Partners, L.P. 1,900 156,000 0.00%
21 Creative Planning 1,955 161,000 0.00%
22 Partnervest Advisory Services LLC 1,997 161,000 0.00%
23 AXA S.A. 2,010 165,000 0.00%
24 CAPSTONE INVESTMENT ADVISORS, LLC 2,578 212,000 0.00%
25 Moors & Cabot, Inc. 2,683 220,000 0.00%
26 VAN ECK ASSOCIATES CORP 2,700 222,000 0.00%
27 FIRST MIDWEST BANK TRUST DIVISION 3,000 247,000 0.00%
28 VALLEY WEALTH MANAGERS, INC. 3,394 279,000 0.00%
29 LADENBURG THALMANN FINANCIAL SERVICES INC. 3,413 281,000 0.00%
30 Janney Montgomery Scott LLC 3,564 293,246 0.01%
31 SPROTT INC. 3,700 304,000 0.01%
32 OPPENHEIMER & CO INC 3,772 310,000 0.01%
33 AMERIPRISE FINANCIAL INC 4,005 330,000 0.01%
34 Walleye Trading LLC 4,100 336,000 0.01% Call
35 Placemark Investments, Inc. 4,159 343,000 0.01%
36 Ironsides Asset Advisors, LLC 4,269 351,000 0.01% SH
37 GLG Partners LP 4,418 364,000 0.01%
38 Walleye Trading LLC 4,500 369,000 0.01% Put
39 WEDBUSH SECURITIES INC 4,520 372,000 0.01%
40 ICONIQ Capital, LLC 4,552 375,000 0.01%
41 Arete Wealth Advisors, LLC 4,620 380,000 0.01%
42 STEEL GROVE CAPITAL ADVISORS, LLC 4,633 381,000 0.01%
43 Jump Trading, LLC 4,700 387,000 0.01% Call
44 Jump Trading, LLC 5,154 424,000 0.01%
45 HAP Trading, LLC 1,616,100 440,000 0.01% Put
46 SCOTIA CAPITAL INC. 6,000 493,000 0.01%
47 Parallax Volatility Advisers, L.P. 6,248 514,000 0.01%
48 Pinnacle Advisory Group, Inc. 6,605 543,000 0.01%
49 Cambridge Investment Research Advisors, Inc. 7,101 584,000 0.01%
50 Visium Asset Management, LP 8,000 658,000 0.01%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.