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SPDR SERIES TRUST
SPDR SERIES TRUST. Institutional holdings reported to the SEC.

Institutional Holders (2017Q2)
Portfolio Summary: 151 Institutional holders with a total value of $884,347,680.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Endurance Wealth Management, Inc. 15 0 0.00%
2 JFS WEALTH ADVISORS, LLC 0 0 0.00%
3 IHT WEALTH MANAGEMENT, LLC 69 0 0.00%
4 Transamerica Financial Advisors, LLC 1 1,000 0.00%
5 TORONTO DOMINION BANK 47 1,000 0.00%
6 ADVANTAGE INVESTMENT MANAGEMENT, LLC 61 2,000 0.00%
7 PATRIOT FINANCIAL GROUP INSURANCE AGENCY, LLC 100 3,000 0.00%
8 FIFTH THIRD BANCORP 107 3,000 0.00%
9 Parkside Financial Bank & Trust 130 4,000 0.00%
10 SEI INVESTMENTS CO 207 6,000 0.00%
11 MANUFACTURERS LIFE INSURANCE COMPANY, THE 185 6,000 0.00%
12 YORKBRIDGE WEALTH PARTNERS, LLC 200 6,000 0.00%
13 Hartford Financial Management Inc. 261 7,000 0.00%
14 SPIDERROCK ADVISORS, LLC 3,100 7,000 0.00% Call PRN
15 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 258 8,000 0.00%
16 HUNTINGTON NATIONAL BANK 501 15,000 0.00%
17 WFG Advisors, LP 500 15,000 0.00%
18 Advisory Services Network, LLC 510 15,000 0.00%
19 MOSAIC FAMILY WEALTH, LLC 660 20,000 0.00%
20 WELLS FARGO & COMPANY/MN 25,000 20,000 0.00% Put
21 Edge Wealth Management LLC 695 21,000 0.00%
22 Gradient Investments LLC 800 24,000 0.00%
23 RPG FAMILY WEALTH ADVISORY, LLC 960 28,771 0.00%
24 PEAK6 Group LLC 990 30,000 0.00%
25 STEWARD PARTNERS INVESTMENT ADVISORY, LLC 1,174 35,000 0.00%
26 WHITTIER TRUST CO OF NEVADA INC 1,500 45,000 0.01%
27 LS Investment Advisors, LLC 1,800 54,000 0.01%
28 LADENBURG THALMANN FINANCIAL SERVICES INC. 2,047 61,000 0.01%
29 ADVISOR GROUP, INC. 2,864 86,000 0.01%
30 PNC FINANCIAL SERVICES GROUP, INC. 2,964 89,000 0.01%
31 Creative Planning 3,259 98,000 0.01%
32 FEDERATION DES CAISSES DESJARDINS DU QUEBEC 3,656 109,570 0.01%
33 IFP ADVISORS, INC 4,240 127,000 0.01%
34 BELL ROCK CAPITAL LLC 4,713 142,000 0.02%
35 NEXT Financial Group, Inc 5,498 165,000 0.02%
36 PEAK6 Group LLC 5,700 171,000 0.02% Put
37 CUTLER GROUP LLC / CA 136,100 190,000 0.02% Call
38 CORNERSTONE ADVISORY, LLC 7,000 210,000 0.02%
39 OPPENHEIMER & CO INC 7,100 213,000 0.02%
40 CORNERSTONE FINANCIAL PARTNERS, LLC 7,259 217,000 0.02%
41 ARTHUR ZASKE & ASSOCIATES, LLC 7,412 222,000 0.03%
42 STEEL GROVE CAPITAL ADVISORS, LLC 7,397 222,000 0.03%
43 Daiwa Securities Group Inc. 7,700 231,000 0.03%
44 INSIGHT 2811, INC. 8,361 251,000 0.03%
45 CUTLER GROUP LLC / CA 385,500 257,000 0.03% Put
46 IPG Investment Advisors LLC 9,800 293,706 0.03%
47 Dorsey Wright & Associates 9,887 296,000 0.03%
48 TURNER INVESTMENTS LLC 10,220 306,000 0.03%
49 Raymond James Financial Services Advisors, Inc. 10,541 316,000 0.04%
50 SPOT TRADING LLC /BD 11,300 339,000 0.04% Call
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.