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SPDR SERIES TRUST
SPDR SERIES TRUST. Institutional holdings reported to the SEC.

Institutional Holders (2017Q2)
Portfolio Summary: 151 Institutional holders with a total value of $884,347,680.
#
Manager Name
Shares
Value ($)
%
Options
Notes
101 Winfield Associates, Inc. 12,340 370,000 0.04%
102 SPOT TRADING LLC /BD 11,300 339,000 0.04% Call
103 Raymond James Financial Services Advisors, Inc. 10,541 316,000 0.04%
104 TURNER INVESTMENTS LLC 10,220 306,000 0.03%
105 Dorsey Wright & Associates 9,887 296,000 0.03%
106 IPG Investment Advisors LLC 9,800 293,706 0.03%
107 CUTLER GROUP LLC / CA 385,500 257,000 0.03% Put
108 INSIGHT 2811, INC. 8,361 251,000 0.03%
109 Daiwa Securities Group Inc. 7,700 231,000 0.03%
110 STEEL GROVE CAPITAL ADVISORS, LLC 7,397 222,000 0.03%
111 ARTHUR ZASKE & ASSOCIATES, LLC 7,412 222,000 0.03%
112 CORNERSTONE FINANCIAL PARTNERS, LLC 7,259 217,000 0.02%
113 OPPENHEIMER & CO INC 7,100 213,000 0.02%
114 CORNERSTONE ADVISORY, LLC 7,000 210,000 0.02%
115 CUTLER GROUP LLC / CA 136,100 190,000 0.02% Call
116 PEAK6 Group LLC 5,700 171,000 0.02% Put
117 NEXT Financial Group, Inc 5,498 165,000 0.02%
118 BELL ROCK CAPITAL LLC 4,713 142,000 0.02%
119 IFP ADVISORS, INC 4,240 127,000 0.01%
120 FEDERATION DES CAISSES DESJARDINS DU QUEBEC 3,656 109,570 0.01%
121 Creative Planning 3,259 98,000 0.01%
122 PNC FINANCIAL SERVICES GROUP, INC. 2,964 89,000 0.01%
123 ADVISOR GROUP, INC. 2,864 86,000 0.01%
124 LADENBURG THALMANN FINANCIAL SERVICES INC. 2,047 61,000 0.01%
125 LS Investment Advisors, LLC 1,800 54,000 0.01%
126 WHITTIER TRUST CO OF NEVADA INC 1,500 45,000 0.01%
127 STEWARD PARTNERS INVESTMENT ADVISORY, LLC 1,174 35,000 0.00%
128 PEAK6 Group LLC 990 30,000 0.00%
129 RPG FAMILY WEALTH ADVISORY, LLC 960 28,771 0.00%
130 Gradient Investments LLC 800 24,000 0.00%
131 Edge Wealth Management LLC 695 21,000 0.00%
132 WELLS FARGO & COMPANY/MN 25,000 20,000 0.00% Put
133 MOSAIC FAMILY WEALTH, LLC 660 20,000 0.00%
134 Advisory Services Network, LLC 510 15,000 0.00%
135 HUNTINGTON NATIONAL BANK 501 15,000 0.00%
136 WFG Advisors, LP 500 15,000 0.00%
137 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 258 8,000 0.00%
138 Hartford Financial Management Inc. 261 7,000 0.00%
139 SPIDERROCK ADVISORS, LLC 3,100 7,000 0.00% Call PRN
140 SEI INVESTMENTS CO 207 6,000 0.00%
141 MANUFACTURERS LIFE INSURANCE COMPANY, THE 185 6,000 0.00%
142 YORKBRIDGE WEALTH PARTNERS, LLC 200 6,000 0.00%
143 Parkside Financial Bank & Trust 130 4,000 0.00%
144 PATRIOT FINANCIAL GROUP INSURANCE AGENCY, LLC 100 3,000 0.00%
145 FIFTH THIRD BANCORP 107 3,000 0.00%
146 ADVANTAGE INVESTMENT MANAGEMENT, LLC 61 2,000 0.00%
147 TORONTO DOMINION BANK 47 1,000 0.00%
148 Transamerica Financial Advisors, LLC 1 1,000 0.00%
149 JFS WEALTH ADVISORS, LLC 0 0 0.00%
150 Endurance Wealth Management, Inc. 15 0 0.00%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.