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SPDR SERIES TRUST
SPDR SERIES TRUST. Institutional holdings reported to the SEC.

Institutional Holders (2014Q1)
Portfolio Summary: 135 Institutional holders with a total value of $1,331,193,722.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 DEUTSCHE BANK AG\ 4 0 0.00%
2 Madden Advisory Services, Inc. 33 2,000 0.00%
3 B. Riley Wealth Management, Inc. 39 2,000 0.00%
4 BANK OF MONTREAL /CAN/ 28 2,000 0.00%
5 Bank of Kentucky, Inc. 53 3,000 0.00%
6 M&T BANK CORP 51 3,000 0.00%
7 SIGNATUREFD, LLC 67 4,000 0.00%
8 TOMPKINS FINANCIAL CORP 100 6,000 0.00%
9 Archford Capital Strategies, LLC 128 7,601 0.00%
10 Hudock, Inc. 167 10,000 0.00%
11 BARCLAYS PLC 457 27,000 0.00%
12 NORTHERN TRUST CORP 45,202 27,000 0.00%
13 BESSEMER GROUP INC 478 28,000 0.00%
14 MUFG Americas Holdings Corp 560 33,000 0.00%
15 MANUFACTURERS LIFE INSURANCE COMPANY, THE 595 35,000 0.00%
16 FARMERS & MERCHANTS INVESTMENTS INC 608 36,000 0.00%
17 CITY HOLDING CO 600 36,000 0.00%
18 NEW ENGLAND SECURITIES CORP /MA/ 980 58,000 0.00%
19 North Star Investment Management Corp. 1,000 59,000 0.00%
20 Pinnacle Summer Investments, Inc. 1,420 85,000 0.01%
21 CT Financial Advisors LLC 2,032 107,940 0.01%
22 HOWE & RUSLING INC 2,346 139,000 0.01%
23 MSI Financial Services Inc 2,390 142,000 0.01%
24 BlackRock Investment Management, LLC 2,465 146,000 0.01%
25 Regal Investment Advisors LLC 2,765 164,000 0.01%
26 Partnervest Advisory Services LLC 3,603 214,000 0.02%
27 First Horizon Advisors, Inc. 3,595 215,000 0.02%
28 Capital Investment Advisors, LLC 4,148 246,308 0.02%
29 CONNABLE OFFICE INC 4,250 252,000 0.02%
30 Mariner, LLC 4,424 263,000 0.02%
31 NATIONAL PLANNING CORP 4,661 275,000 0.02%
32 Fusion Investment Group, LLC 4,691 279,000 0.02%
33 AMARILLO NATIONAL BANK 4,787 284,000 0.02%
34 Invesco Ltd. 5,104 303,000 0.02%
35 Transamerica Financial Advisors, LLC 5,356 319,000 0.02%
36 EXENCIAL WEALTH ADVISORS, LLC 5,410 324,000 0.02%
37 IFC Holdings Incorporated/FL 5,550 329,000 0.02%
38 TRUIST FINANCIAL CORP 6,041 359,000 0.03%
39 CULLEN/FROST BANKERS, INC. 6,055 360,000 0.03%
40 LADENBURG THALMANN FINANCIAL SERVICES INC. 6,185 367,000 0.03%
41 Parkside Advisors LLC 6,192 368,000 0.03%
42 SHEPHERD KAPLAN KROCHUK, LLC 6,468 384,000 0.03%
43 Texas Yale Capital Corp. 6,491 385,000 0.03%
44 HL FINANCIAL SERVICES LLC 6,611 393,000 0.03%
45 AMERIPRISE FINANCIAL INC 6,919 411,000 0.03%
46 AMERICAN INTERNATIONAL GROUP, INC. 7,293 433,058 0.03%
47 Cetera Advisor Networks LLC 7,340 435,000 0.03%
48 PARAMETRIC PORTFOLIO ASSOCIATES LLC 7,526 447,000 0.03%
49 Cetera Advisors LLC 8,498 505,000 0.04%
50 WRAPMANAGER INC 8,684 516,000 0.04%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.