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SPDR SERIES TRUST
SPDR SERIES TRUST. Institutional holdings reported to the SEC.

Institutional Holders (2015Q1)
Portfolio Summary: 148 Institutional holders with a total value of $1,137,740,735.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Exchange Capital Management, Inc. 29 0 0.00%
2 Parallax Volatility Advisers, L.P. 1 0 0.00%
3 Gradient Investments LLC 21 1,000 0.00%
4 Catamount Wealth Management 23 1,000 0.00%
5 Transamerica Financial Advisors, LLC 5 1,000 0.00%
6 B. Riley Wealth Management, Inc. 39 2,000 0.00%
7 NEXT Financial Group, Inc 52 2,000 0.00%
8 Cassaday & Co Inc. 120 3,000 0.00%
9 HOWE & RUSLING INC 68 4,000 0.00%
10 Winch Advisory Services, LLC 84 4,000 0.00%
11 ALLIANCEBERNSTEIN L.P. 80 4,000 0.00%
12 Archford Capital Strategies, LLC 81 4,303 0.00%
13 Crosspoint Capital Strategies, LLC 104 6,000 0.00%
14 Kistler-Tiffany Companies, LLC 124 7,000 0.00%
15 BANK OF MONTREAL /CAN/ 226 12,000 0.00%
16 Legal & General Group Plc 231 12,000 0.00%
17 Allworth Financial LP 293 16,000 0.00%
18 WASHINGTON TRUST BANK 394 21,000 0.00%
19 BARCLAYS PLC 457 24,000 0.00%
20 NORTHERN TRUST CORP 49,254 26,000 0.00%
21 FARMERS & MERCHANTS INVESTMENTS INC 566 30,000 0.00%
22 MANUFACTURERS LIFE INSURANCE COMPANY, THE 566 30,000 0.00%
23 FIRST FINANCIAL CORP /IN/ 670 36,000 0.00%
24 NORTHWESTERN MUTUAL INVESTMENT SERVICES LLC 962 51,000 0.00%
25 Baltimore-Washington Financial Advisors, Inc. 1,000 53,000 0.00%
26 North Star Investment Management Corp. 1,000 53,000 0.00%
27 HUNTINGTON NATIONAL BANK 1,009 54,000 0.00%
28 Pinnacle Summer Investments, Inc. 1,300 69,000 0.01%
29 Thomasville National Bank 1,737 92,000 0.01%
30 GUPTA WEALTH MANAGEMENT LLC 2,005 107,000 0.01%
31 CT Financial Advisors LLC 2,032 107,940 0.01%
32 MSI Financial Services Inc 2,419 129,000 0.01%
33 BlackRock Investment Management, LLC 2,995 159,000 0.01%
34 Financial Architects, Inc 3,121 166,000 0.01%
35 Regal Investment Advisors LLC 3,125 166,000 0.01%
36 Stratos Wealth Partners, LTD. 3,787 202,000 0.02%
37 Capital Investment Advisors, LLC 116,485 203,000 0.02%
38 Lattice Strategies LLC 3,977 211,000 0.02%
39 Neuberger Berman Group LLC 4,005 213,000 0.02%
40 Mirae Asset Global Investments Co., Ltd. 4,300 228,000 0.02%
41 CAPITAL ONE, NATIONAL ASSOCIATION 4,328 230,000 0.02%
42 STOCK YARDS BANK & TRUST CO 4,400 234,000 0.02%
43 CITY NATIONAL BANK 4,478 238,000 0.02%
44 Creative Planning 4,540 241,000 0.02%
45 First Horizon Advisors, Inc. 4,972 264,000 0.02%
46 Vigilant Capital Management, LLC 5,010 266,000 0.02%
47 Concert Wealth Management Inc. 9,288 266,000 0.02%
48 AMARILLO NATIONAL BANK 5,295 281,000 0.02%
49 Cetera Advisors LLC 5,503 296,000 0.03%
50 GOLDMAN SACHS GROUP INC 6,045 321,000 0.03%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.