Dark
Light
System
Security
SPDR S&P 600 SMALL CAP VALUE ETF
SPDR S&P 600 SMALL CAP VALUE ETF. Institutional holdings reported to the SEC.

Institutional Holders (2017Q2)
Portfolio Summary: 111 Institutional holders with a total value of $479,632,251.
#
Manager Name
Shares
Value ($)
%
Options
Notes
51 VOYA FINANCIAL ADVISORS, INC. 2,887 345,000 0.07%
52 ADVISOR GROUP, INC. 3,343 398,000 0.08%
53 FIRST CAPITAL ADVISORS GROUP, LLC. 3,405 406,000 0.08%
54 JENTNER CORP 3,483 415,000 0.09%
55 Vantage Investment Advisors, LLC 3,607 430,000 0.09%
56 Frontier Wealth Management LLC 3,797 453,000 0.09%
57 Advisory Services Network, LLC 3,981 475,000 0.10%
58 WEALTHSOURCE PARTNERS, LLC 4,136 493,000 0.10%
59 INVESTMENT CENTERS OF AMERICA INC 4,229 504,000 0.11%
60 Stratos Wealth Partners, LTD. 4,370 522,000 0.11%
61 Courage Miller Partners, LLC 4,853 579,000 0.12%
62 Carlson Capital Management 5,633 672,000 0.14%
63 M Holdings Securities, Inc. 6,077 725,000 0.15%
64 Freedom Investment Management, Inc. 6,580 785,000 0.16%
65 ROYAL BANK OF CANADA 6,650 793,000 0.17%
66 RAYMOND JAMES & ASSOCIATES 7,468 891,000 0.19%
67 BLUESKY WEALTH ADVISORS, LLC 7,953 949,000 0.20%
68 KALOS MANAGEMENT, INC. 8,304 990,000 0.21%
69 Bank of New York Mellon Corp 8,459 1,009,000 0.21%
70 One Capital Management, LLC 8,610 1,027,000 0.21%
71 Atlas Brown,Inc. 9,095 1,085,000 0.23%
72 MML INVESTORS SERVICES, INC. 9,214 1,099,000 0.23%
73 MANAGED ACCOUNT SERVICES INC 9,656 1,152,000 0.24%
74 Atria Investments, Inc 10,032 1,197,000 0.25%
75 Bernicke Wealth Management, Ltd. 10,269 1,225,000 0.26%
76 SIGNATURE ESTATE & INVESTMENT ADVISORS LLC 10,957 1,307,000 0.27%
77 Carroll Financial Associates, Inc. 11,475 1,368,000 0.29%
78 ASSET DEDICATION, LLC 12,669 1,511,000 0.32%
79 MCADAM, LLC 13,218 1,577,000 0.33%
80 J.P. Morgan Private Wealth Advisors LLC 13,570 1,619,000 0.34%
81 Cambridge Investment Research Advisors, Inc. 14,471 1,726,000 0.36%
82 SUSQUEHANNA INTERNATIONAL GROUP, LLP 16,554 1,975,000 0.41%
83 UBS Group AG 16,953 2,022,000 0.42%
84 FINANCIAL COUNSELORS INC 18,665 2,225,000 0.46%
85 GHP Investment Advisors, Inc. 22,033 2,628,000 0.55%
86 FIRST AMERICAN TRUST, FSB 22,589 2,695,000 0.56%
87 PINNACLE FINANCIAL PARTNERS INC 23,346 2,786,000 0.58%
88 MORGAN STANLEY 25,116 2,996,000 0.62%
89 Traynor Capital Management, Inc. 26,571 3,204,000 0.67%
90 CARLEON CAPITAL PARTNERS LLC 52,668 3,209,000 0.67%
91 PRING TURNER CAPITAL GROUP INC 27,335 3,261,000 0.68%
92 LADENBURG THALMANN FINANCIAL SERVICES INC. 27,544 3,286,000 0.69%
93 MOISAND FITZGERALD TAMAYO, LLC 28,810 3,437,000 0.72%
94 DENVER INVESTMENT ADVISORS LLC 29,443 3,512,000 0.73%
95 MARIETTA WEALTH MANAGEMENT, LLC 31,115 3,712,000 0.77%
96 Raymond James Financial Services Advisors, Inc. 32,569 3,885,000 0.81%
97 HONKAMP KRUEGER FINANCIAL SERVICES INC /ADV 33,418 3,986,000 0.83%
98 FAS Wealth Partners, Inc. 33,785 4,030,000 0.84%
99 Commonwealth Equity Services, Inc 45,631 5,443,000 1.13%
100 NATIXIS 50,000 5,960,000 1.24%
Page 2 of 3

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.