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SPDR S&P 600 SMALL CAP VALUE ETF
SPDR S&P 600 SMALL CAP VALUE ETF. Institutional holdings reported to the SEC.

Institutional Holders (2017Q2)
Portfolio Summary: 111 Institutional holders with a total value of $479,632,251.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Financial Engines Advisors L.L.C. 1,647,441 194,463,000 40.54%
2 BANK OF AMERICA CORP /DE/ 509,270 60,751,000 12.67%
3 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 296,152 35,000,000 7.30%
4 WELLS FARGO & COMPANY/MN 141,441 16,872,000 3.52%
5 STRID GROUP, LLC 138,062 16,469,000 3.43%
6 LPL Financial LLC 112,757 13,451,000 2.80%
7 KRILOGY FINANCIAL LLC 98,515 11,752,000 2.45%
8 HighTower Advisors, LLC 88,334 10,498,000 2.19%
9 HENGEHOLD CAPITAL MANAGEMENT LLC 80,436 9,595,000 2.00%
10 AMERIPRISE FINANCIAL INC 66,889 7,948,000 1.66%
11 INVST, LLC 51,610 6,092,000 1.27%
12 NATIXIS 50,000 5,960,000 1.24%
13 Commonwealth Equity Services, Inc 45,631 5,443,000 1.13%
14 FAS Wealth Partners, Inc. 33,785 4,030,000 0.84%
15 HONKAMP KRUEGER FINANCIAL SERVICES INC /ADV 33,418 3,986,000 0.83%
16 Raymond James Financial Services Advisors, Inc. 32,569 3,885,000 0.81%
17 MARIETTA WEALTH MANAGEMENT, LLC 31,115 3,712,000 0.77%
18 DENVER INVESTMENT ADVISORS LLC 29,443 3,512,000 0.73%
19 MOISAND FITZGERALD TAMAYO, LLC 28,810 3,437,000 0.72%
20 LADENBURG THALMANN FINANCIAL SERVICES INC. 27,544 3,286,000 0.69%
21 PRING TURNER CAPITAL GROUP INC 27,335 3,261,000 0.68%
22 CARLEON CAPITAL PARTNERS LLC 52,668 3,209,000 0.67%
23 Traynor Capital Management, Inc. 26,571 3,204,000 0.67%
24 MORGAN STANLEY 25,116 2,996,000 0.62%
25 PINNACLE FINANCIAL PARTNERS INC 23,346 2,786,000 0.58%
26 FIRST AMERICAN TRUST, FSB 22,589 2,695,000 0.56%
27 GHP Investment Advisors, Inc. 22,033 2,628,000 0.55%
28 FINANCIAL COUNSELORS INC 18,665 2,225,000 0.46%
29 UBS Group AG 16,953 2,022,000 0.42%
30 SUSQUEHANNA INTERNATIONAL GROUP, LLP 16,554 1,975,000 0.41%
31 Cambridge Investment Research Advisors, Inc. 14,471 1,726,000 0.36%
32 J.P. Morgan Private Wealth Advisors LLC 13,570 1,619,000 0.34%
33 MCADAM, LLC 13,218 1,577,000 0.33%
34 ASSET DEDICATION, LLC 12,669 1,511,000 0.32%
35 Carroll Financial Associates, Inc. 11,475 1,368,000 0.29%
36 SIGNATURE ESTATE & INVESTMENT ADVISORS LLC 10,957 1,307,000 0.27%
37 Bernicke Wealth Management, Ltd. 10,269 1,225,000 0.26%
38 Atria Investments, Inc 10,032 1,197,000 0.25%
39 MANAGED ACCOUNT SERVICES INC 9,656 1,152,000 0.24%
40 MML INVESTORS SERVICES, INC. 9,214 1,099,000 0.23%
41 Atlas Brown,Inc. 9,095 1,085,000 0.23%
42 One Capital Management, LLC 8,610 1,027,000 0.21%
43 Bank of New York Mellon Corp 8,459 1,009,000 0.21%
44 KALOS MANAGEMENT, INC. 8,304 990,000 0.21%
45 BLUESKY WEALTH ADVISORS, LLC 7,953 949,000 0.20%
46 RAYMOND JAMES & ASSOCIATES 7,468 891,000 0.19%
47 ROYAL BANK OF CANADA 6,650 793,000 0.17%
48 Freedom Investment Management, Inc. 6,580 785,000 0.16%
49 M Holdings Securities, Inc. 6,077 725,000 0.15%
50 Carlson Capital Management 5,633 672,000 0.14%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.