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SPDR S&P 600 SMALL CAP GROWTH ETF
SPDR S&P 600 SMALL CAP GROWTH ETF. Institutional holdings reported to the SEC.

Institutional Holders (2017Q2)
Portfolio Summary: 120 Institutional holders with a total value of $623,597,394.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Financial Engines Advisors L.L.C. 1,239,421 263,612,000 42.27%
2 BANK OF AMERICA CORP /DE/ 246,598 53,335,000 8.55%
3 LPL Financial LLC 132,472 28,651,000 4.59%
4 HONKAMP KRUEGER FINANCIAL SERVICES INC /ADV 125,510 27,145,000 4.35%
5 Capital Directions Investment Advisors, LLC 112,060 24,236,000 3.89%
6 FAS Wealth Partners, Inc. 105,169 22,746,000 3.65%
7 HighTower Advisors, LLC 62,001 13,384,000 2.15%
8 ASSETMARK, INC 61,482 13,297,000 2.13%
9 MORGAN STANLEY 58,965 12,753,000 2.05%
10 WELLS FARGO & COMPANY/MN 58,818 12,722,000 2.04%
11 NATIXIS 50,000 10,824,000 1.74%
12 UBS Group AG 47,109 10,189,000 1.63%
13 AMERIPRISE FINANCIAL INC 43,852 9,474,000 1.52%
14 KRILOGY FINANCIAL LLC 43,740 9,460,000 1.52%
15 Raymond James Financial Services Advisors, Inc. 36,007 7,788,000 1.25%
16 Commonwealth Equity Services, Inc 31,425 6,797,000 1.09%
17 MOUNTAIN CAPITAL INVESTMENT ADVISORS INC. 31,388 6,789,000 1.09%
18 HENGEHOLD CAPITAL MANAGEMENT LLC 28,338 6,129,000 0.98%
19 Vantage Investment Advisors, LLC 27,790 6,010,000 0.96%
20 SUSQUEHANNA INTERNATIONAL GROUP, LLP 26,914 5,821,000 0.93%
21 INVST, LLC 26,087 5,548,000 0.89%
22 TILLER PRIVATE WEALTH, INC. 21,574 4,666,000 0.75%
23 GHP Investment Advisors, Inc. 19,836 4,290,000 0.69%
24 Cambridge Investment Research Advisors, Inc. 15,336 3,317,000 0.53%
25 MARIETTA WEALTH MANAGEMENT, LLC 13,916 3,010,000 0.48%
26 Janney Montgomery Scott LLC 13,605 2,942,000 0.47%
27 Cetera Advisors LLC 11,934 2,574,000 0.41%
28 CETERA INVESTMENT ADVISERS 11,934 2,574,000 0.41%
29 JANE STREET GROUP, LLC 11,279 2,439,000 0.39%
30 EisnerAmper Wealth Management Corporate Benefits, LLC 9,513 2,057,000 0.33%
31 10-15 ASSOCIATES, INC. 9,389 2,031,000 0.33%
32 ENVESTNET ASSET MANAGEMENT INC 9,288 2,009,000 0.32%
33 INVESTMENT CENTERS OF AMERICA INC 8,579 1,854,000 0.30%
34 VOYA FINANCIAL ADVISORS, INC. 7,566 1,636,000 0.26%
35 PINNACLE FINANCIAL PARTNERS INC 7,502 1,623,000 0.26%
36 CORRIGAN FINANCIAL, INC. 7,214 1,560,147 0.25%
37 STIFEL FINANCIAL CORP 5,613 1,214,000 0.19%
38 Atria Investments, Inc 5,598 1,211,000 0.19%
39 GLOBAL RETIREMENT PARTNERS, LLC 5,087 1,100,000 0.18%
40 FDx Advisors, Inc. 5,066 1,096,000 0.18%
41 LADENBURG THALMANN FINANCIAL SERVICES INC. 4,973 1,076,000 0.17%
42 BRIDGEWORTH, LLC 4,887 1,055,000 0.17%
43 ROYAL BANK OF CANADA 4,797 1,037,000 0.17%
44 IFP ADVISORS, INC 4,509 975,000 0.16%
45 MML INVESTORS SERVICES, INC. 4,482 969,000 0.16%
46 Bank of New York Mellon Corp 4,348 940,000 0.15%
47 SIGNATURE ESTATE & INVESTMENT ADVISORS LLC 4,294 929,000 0.15%
48 One Capital Management, LLC 4,220 913,000 0.15%
49 RAYMOND JAMES & ASSOCIATES 3,997 864,000 0.14%
50 MCADAM, LLC 3,845 831,000 0.13%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.