Dark
Light
System
Security
Spdr Ser Tr Nuveen Barcl
Spdr Ser Tr Nuveen Barcl. Institutional holdings reported to the SEC.

Institutional Holders (2014Q3)
Portfolio Summary: 172 Institutional holders with a total value of $1,277,531,103.
#
Manager Name
Shares
Value ($)
%
Options
Notes
51 Cetera Advisor Networks LLC 15,646 382,000 0.03%
52 Raymond James Financial Services Advisors, Inc. 16,076 392,000 0.03%
53 Antonetti Capital Management LLC 16,573 404,000 0.03%
54 Aviance Capital Partners, LLC 17,331 423,000 0.03%
55 CIBC Private Wealth Group LLC 17,430 425,000 0.03%
56 BLB&B Advisors, LLC 17,500 427,000 0.03%
57 Cambridge Investment Research Advisors, Inc. 17,674 431,000 0.03%
58 COUNTRY TRUST BANK 18,185 443,805 0.03%
59 CAPITAL ONE, NATIONAL ASSOCIATION 18,327 447,000 0.03%
60 UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC 21,186 517,000 0.04% PRN
61 NATIXIS ADVISORS, LLC 21,417 523,000 0.04%
62 Syntal Capital Partners, LLC 21,959 535,000 0.04%
63 PHILLIPS FINANCIAL MANAGEMENT, LLC 22,111 540,000 0.04%
64 WEALTHCARE CAPITAL MANAGEMENT LLC 23,274 568,000 0.04%
65 SAGE FINANCIAL GROUP INC 23,302 569,000 0.04%
66 DUNCKER STREETT & CO INC 23,900 583,000 0.05%
67 DEUTSCHE BANK AG\ 23,998 584,000 0.05%
68 Capital Advisors, Ltd. LLC 25,286 617,000 0.05%
69 Modera Wealth Management, LLC 25,594 625,000 0.05%
70 Placemark Investments, Inc. 25,709 628,000 0.05%
71 ALESCO ADVISORS LLC 25,852 631,000 0.05%
72 Valmark Advisers, Inc. 27,020 659,000 0.05%
73 Estate Counselors, LLC 28,180 688,000 0.05%
74 CULLEN/FROST BANKERS, INC. 29,908 730,000 0.06%
75 Trutina Financial LLC 30,000 732,000 0.06%
76 ProVise Management Group, LLC 30,656 748,000 0.06%
77 HL FINANCIAL SERVICES LLC 31,135 760,000 0.06%
78 Creative Planning 31,665 773,000 0.06%
79 Country Club Trust Company, n.a. 31,892 778,000 0.06%
80 JPMORGAN CHASE & CO 31,993 781,000 0.06%
81 COMMERCE BANK 32,595 795,000 0.06%
82 MSI Financial Services Inc 34,129 833,000 0.07%
83 BBVA USA Bancshares, Inc. 40,909 999,000 0.08%
84 M&T BANK CORP 41,383 1,010,000 0.08%
85 ALLIANCEBERNSTEIN L.P. 42,419 1,035,000 0.08%
86 Bank of New York Mellon Corp 42,518 1,038,000 0.08%
87 INVESTMENT CENTERS OF AMERICA INC 44,741 1,089,000 0.09%
88 BENJAMIN F. EDWARDS & COMPANY, INC. 44,827 1,094,000 0.09%
89 Chevy Chase Trust Holdings, LLC 46,220 1,128,000 0.09%
90 CAPTRUST FINANCIAL ADVISORS 48,116 1,174,000 0.09%
91 East Coast Asset Management, LLC. 49,426 1,206,000 0.09%
92 Robert W. Baird & Co. Inc 49,993 1,220,000 0.10% SH
93 NOTTINGHAM ADVISORS, INC. 50,550 1,233,000 0.10%
94 NAPLES GLOBAL ADVISORS, LLC 52,317 1,277,000 0.10%
95 AT Bancorp 53,070 1,295,000 0.10%
96 Janney Montgomery Scott LLC 53,064 1,295,027 0.10%
97 STEEL GROVE CAPITAL ADVISORS, LLC 53,475 1,305,000 0.10%
98 COLONY GROUP LLC 57,441 1,402,000 0.11%
99 PINNACLE ASSOCIATES LTD 57,609 1,406,000 0.11%
100 Empirical Financial Services, LLC d.b.a. Empirical Wealth Management 60,135 1,468,000 0.11%
Page 2 of 4

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.