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SPDR SERIES TRUST
SPDR SERIES TRUST. Institutional holdings reported to the SEC.

Institutional Holders (2014Q4)
Portfolio Summary: 116 Institutional holders with a total value of $398,539,932.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Parallax Volatility Advisers, L.P. 1 0 0.00%
2 Patten Group, Inc. 25 1,000 0.00%
3 NewSquare Capital LLC 27 2,000 0.00%
4 B. Riley Wealth Advisors, Inc. 40 2,000 0.00%
5 Cambria Investment Management, L.P. 44 3,000 0.00%
6 B. Riley Wealth Management, Inc. 61 3,000 0.00%
7 MYCIO WEALTH PARTNERS, LLC 72 4,000 0.00%
8 HOWE & RUSLING INC 68 4,000 0.00%
9 WFG Advisors, LP 70 4,000 0.00%
10 Capital Analysts, LLC 77 4,385 0.00%
11 Gradient Investments LLC 110 6,000 0.00%
12 SeaBridge Investment Advisors LLC 101 6,000 0.00%
13 TRUST CO OF VERMONT 160 9,000 0.00%
14 BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 200 11,000 0.00%
15 NEW ENGLAND SECURITIES CORP /MA/ 261 15,000 0.00%
16 SRH ADVISORS, LLC 260 15,000 0.00%
17 WHITTIER TRUST CO 300 17,000 0.00%
18 SCHRODER INVESTMENT MANAGEMENT GROUP 320 18,000 0.00%
19 NEXT Financial Group, Inc 351 20,000 0.01%
20 Sandy Spring Bank 400 23,000 0.01%
21 Kistler-Tiffany Companies, LLC 490 28,000 0.01%
22 WHITTIER TRUST CO OF NEVADA INC 600 34,000 0.01%
23 Brick & Kyle, Associates 675 38,000 0.01%
24 ALLIANCEBERNSTEIN L.P. 713 41,000 0.01%
25 Community Bank, N.A. 800 46,000 0.01%
26 D.A. DAVIDSON & CO. 1,049 59,000 0.01%
27 BHF Kleinwort Benson Group S.A. 1,135 63,000 0.02%
28 Creative Planning 1,271 72,000 0.02%
29 STANCORP INVESTMENT ADVISERS INC 1,326 76,000 0.02%
30 INTERACTIVE FINANCIAL ADVISORS, INC. 1,327 76,000 0.02%
31 FARMERS & MERCHANTS INVESTMENTS INC 1,458 83,000 0.02%
32 CITIGROUP INC 1,641 93,000 0.02%
33 NATIONAL PLANNING CORP 2,130 119,314 0.03%
34 AMERICAN INTERNATIONAL GROUP, INC. 2,112 120,278 0.03%
35 MOTCO 2,370 135,000 0.03%
36 Vigilant Capital Management, LLC 2,450 140,000 0.04%
37 Horrell Capital Management, Inc. 2,643 151,000 0.04%
38 GUGGENHEIM CAPITAL LLC 2,704 154,000 0.04%
39 Syntal Capital Partners, LLC 3,206 183,000 0.05%
40 INVESTMENT CENTERS OF AMERICA INC 3,693 210,000 0.05%
41 Retirement Planning Group, LLC 3,700 211,000 0.05%
42 DEUTSCHE BANK AG\ 3,771 214,000 0.05%
43 TWO SIGMA SECURITIES, LLC 3,779 215,000 0.05%
44 BEACON TRUST CO 3,850 219,000 0.05%
45 MSI Financial Services Inc 3,947 225,000 0.06%
46 Parkside Advisors LLC 3,962 226,000 0.06%
47 PNC FINANCIAL SERVICES GROUP, INC. 3,962 226,000 0.06%
48 BANK OF MONTREAL /CAN/ 4,165 237,000 0.06%
49 EFG Private Wealth Management (Americas) Corp. 4,261 243,000 0.06%
50 FIRSTMERIT BANK N A TRUSTEE 4,425 252,000 0.06%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.