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SPDR SERIES TRUST
SPDR SERIES TRUST. Institutional holdings reported to the SEC.

Institutional Holders (2017Q2)
Portfolio Summary: 96 Institutional holders with a total value of $182,932,538.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Charles Schwab Investment Advisory, Inc. 912,114 41,018,000 22.42%
2 MORGAN STANLEY 462,262 20,788,000 11.36%
3 STATE STREET CORP 444,812 20,005,000 10.94%
4 BANK OF AMERICA CORP /DE/ 206,169 9,271,000 5.07%
5 LPL Financial LLC 188,711 8,486,000 4.64%
6 NewSquare Capital LLC 191,362 8,447,000 4.62%
7 MML INVESTORS SERVICES, INC. 178,695 8,036,000 4.39%
8 UBS Group AG 113,741 5,115,000 2.80%
9 SUNTRUST BANKS INC 103,836 4,598,000 2.51%
10 American Research & Management Co. 144,455 4,214,000 2.30%
11 WELLS FARGO & COMPANY/MN 60,003 2,698,000 1.47%
12 ROYAL BANK OF CANADA 57,127 2,569,000 1.40%
13 CWM, LLC 53,808 2,420,000 1.32%
14 Commonwealth Equity Services, Inc 53,752 2,417,000 1.32%
15 Steinberg Global Asset Management 48,670 2,189,000 1.20%
16 ADVISOR GROUP, INC. 43,611 1,960,000 1.07%
17 Transamerica Financial Advisors, LLC 40,265 1,811,000 0.99%
18 Stonehearth Capital Management, LLC 39,219 1,764,000 0.96%
19 SUSQUEHANNA INTERNATIONAL GROUP, LLP 38,362 1,725,000 0.94%
20 INVESTMENT PARTNERS, LTD. 37,695 1,695,000 0.93%
21 RAYMOND JAMES & ASSOCIATES 37,499 1,686,000 0.92%
22 CREDIT SUISSE AG/ 35,000 1,574,000 0.86%
23 GLOBAL FINANCIAL PRIVATE CAPITAL, INC 31,749 1,428,000 0.78%
24 PRIVATE ADVISORY GROUP LLC 30,357 1,365,000 0.75% SH
25 ADVANTAGE INVESTMENT MANAGEMENT, LLC 29,732 1,337,000 0.73%
26 STIFEL FINANCIAL CORP 28,113 1,255,000 0.69%
27 BAIRD FINANCIAL GROUP, INC. 27,801 1,250,000 0.68%
28 WOLVERINE TRADING LP /BD 26,297 1,183,000 0.65%
29 SignalPoint Asset Management, LLC 25,303 1,138,000 0.62%
30 SNS Financial Group, LLC 25,142 1,131,000 0.62%
31 SHEPHERD FINANCIAL PARTNERS LLC 21,611 973,000 0.53%
32 GOLDMAN SACHS GROUP INC 20,590 926,000 0.51%
33 PNC FINANCIAL SERVICES GROUP, INC. 20,120 904,000 0.49%
34 Raymond James Financial Services Advisors, Inc. 19,746 888,000 0.49%
35 OPTIMUM INVESTMENT ADVISORS 18,445 829,000 0.45%
36 AMERIPRISE FINANCIAL INC 16,864 758,000 0.41%
37 BANK OF MONTREAL /CAN/ 16,853 758,000 0.41%
38 Freedom Investment Management, Inc. 16,365 736,000 0.40%
39 First Allied Advisory Services, Inc. 14,107 634,000 0.35%
40 Regal Investment Advisors LLC 13,786 620,000 0.34%
41 PARSONS CAPITAL MANAGEMENT INC/RI 13,085 588,000 0.32%
42 Windsor Capital Management, LLC 12,767 574,000 0.31%
43 CITIGROUP INC 11,215 504,000 0.28%
44 Confluence Wealth Management LLC 10,800 486,000 0.27%
45 FIRST TRUST ADVISORS LP 10,385 467,000 0.26%
46 RWA WEALTH PARTNERS, LLC 10,103 454,000 0.25%
47 Betterment LLC 9,979 449,000 0.25%
48 Cetera Advisor Networks LLC 10,020 447,000 0.24%
49 TOMPKINS FINANCIAL CORP 8,950 402,000 0.22%
50 North Star Investment Management Corp. 8,572 386,000 0.21%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.