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SPDR SER TR
SPDR SER TR. Institutional holdings reported to the SEC.

Institutional Holders (2016Q2)
Portfolio Summary: 62 Institutional holders with a total value of $493,605,301.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Parallax Volatility Advisers, L.P. 1 0 0.00%
2 SEI INVESTMENTS CO 15 1,000 0.00%
3 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 27 2,000 0.00%
4 JFS WEALTH ADVISORS, LLC 122 7,000 0.00%
5 TD AMERITRADE INVESTMENT MANAGEMENT, LLC 123 7,000 0.00%
6 CWM, LLC 130 8,000 0.00%
7 Creative Planning 230 13,000 0.00%
8 BANK OF MONTREAL /CAN/ 300 17,000 0.00%
9 Stevens First Principles Investment Advisors 300 17,000 0.00%
10 Smithfield Trust Co 600 35,000 0.01%
11 FIFTH THIRD BANCORP 600 35,000 0.01%
12 NewSquare Capital LLC 745 43,000 0.01%
13 MANUFACTURERS LIFE INSURANCE COMPANY, THE 835 49,000 0.01%
14 ADVANTAGE INVESTMENT MANAGEMENT, LLC 900 52,000 0.01%
15 INTEGRATED WEALTH MANAGEMENT 1,000 58,000 0.01%
16 PNC FINANCIAL SERVICES GROUP, INC. 1,005 58,000 0.01%
17 IFP ADVISORS, INC 1,002 58,000 0.01%
18 Gradient Investments LLC 1,227 71,000 0.01%
19 NEXT Financial Group, Inc 1,307 76,000 0.02%
20 ENVESTNET ASSET MANAGEMENT INC 2,272 132,000 0.03%
21 ADVISOR GROUP, INC. 2,346 134,000 0.03%
22 NOMURA ASSET MANAGEMENT CO LTD 3,800 221,000 0.04%
23 BEACON INVESTMENT ADVISORY SERVICES, INC. 3,798 221,000 0.04%
24 M&T BANK CORP 4,086 238,000 0.05%
25 Concert Wealth Management Inc. 4,083 239,000 0.05%
26 Homrich & Berg 4,778 278,000 0.06%
27 Commonwealth Equity Services, Inc 4,827 281,000 0.06%
28 HSBC HOLDINGS PLC 5,000 291,000 0.06%
29 Legacy Private Trust Co. 5,784 336,000 0.07%
30 BAIRD FINANCIAL GROUP, INC. 7,401 431,000 0.09%
31 AVIANCE CAPITAL MANAGEMENT, LLC 8,313 483,000 0.10%
32 AMERIPRISE FINANCIAL INC 9,159 533,000 0.11%
33 Beacon Capital Management, Inc. 9,277 539,000 0.11%
34 CITIGROUP INC 11,143 648,000 0.13%
35 Stonehage Fleming Financial Services Holdings Ltd 23,935 696,000 0.14%
36 ROYAL BANK OF CANADA 12,022 699,000 0.14%
37 LADENBURG THALMANN FINANCIAL SERVICES INC. 14,044 814,000 0.16%
38 LPL Financial LLC 14,884 874,000 0.18%
39 Bank of New York Mellon Corp 15,239 886,000 0.18%
40 WOLVERINE TRADING LP /BD 15,870 920,301 0.19%
41 Cambria Investment Management, L.P. 16,417 955,000 0.19%
42 Lattice Strategies LLC 18,316 1,065,000 0.22%
43 MSI Financial Services Inc 18,859 1,097,000 0.22%
44 Raymond James Financial Services Advisors, Inc. 18,923 1,100,000 0.22%
45 Efficient Advisors, LLC 22,882 1,331,000 0.27%
46 SUSQUEHANNA INTERNATIONAL GROUP, LLP 30,402 1,768,000 0.36%
47 Pure Financial Advisors, LLC 40,956 2,382,000 0.48%
48 FCG ADVISORS, LLC 42,646 2,480,000 0.50%
49 PHILLIPS FINANCIAL MANAGEMENT, LLC 44,941 2,610,000 0.53%
50 CHATHAM CAPITAL GROUP, INC. 51,800 3,012,000 0.61%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.