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SPDR SERIES TRUST
SPDR SERIES TRUST. Institutional holdings reported to the SEC.

Institutional Holders (2015Q4)
Portfolio Summary: 61 Institutional holders with a total value of $65,385,514.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Parallax Volatility Advisers, L.P. 1 0 0.00%
2 CUTLER GROUP LLC / CA 400 0 0.00% Call
3 Winslow, Evans & Crocker, Inc. 14 230 0.00%
4 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 64 1,000 0.00%
5 WESTPORT RESOURCES MANAGEMENT INC 48 1,000 0.00%
6 Brick & Kyle, Associates 100 2,000 0.00%
7 Hudock, Inc. 214 3,000 0.00%
8 CITY HOLDING CO 190 3,000 0.00%
9 Tradewinds Capital Management, LLC 200 4,000 0.01%
10 NEXT Financial Group, Inc 230 4,000 0.01%
11 MassMutual Private Wealth & Trust, FSB 248 4,350 0.01%
12 Advisory Services Network, LLC 275 5,000 0.01%
13 INTEGRATED WEALTH MANAGEMENT 315 6,000 0.01%
14 IFP ADVISORS, INC 855 15,000 0.02%
15 CT Financial Advisors LLC 1,193 20,934 0.03%
16 GLENMEDE TRUST CO NA 1,366 23,000 0.04%
17 ADVANTAGE INVESTMENT MANAGEMENT, LLC 1,589 28,000 0.04%
18 WESCAP MANAGEMENT GROUP, INC. 1,773 31,000 0.05%
19 LADENBURG THALMANN FINANCIAL SERVICES INC. 1,930 34,000 0.05%
20 AMERICAN INTERNATIONAL GROUP, INC. 1,962 34,000 0.05%
21 SEI INVESTMENTS CO 2,885 51,000 0.08%
22 PNC FINANCIAL SERVICES GROUP, INC. 3,492 61,000 0.09%
23 J. Goldman & Co LP 5,900 103,000 0.16%
24 AXA S.A. 6,540 115,000 0.18%
25 CUTLER GROUP LLC / CA 7,300 128,000 0.20%
26 Clearbridge Investments, LLC 7,910 139,000 0.21%
27 AYALON INSURANCE COMP LTD. 10,100 177,000 0.27%
28 ATHERTON LANE ADVISERS, LLC 11,000 193,000 0.30%
29 SIMPLEX TRADING, LLC 13,400 235,000 0.36%
30 GAM Holding AG 14,000 246,000 0.38%
31 Spot Trading L.L.C 15,347 269,000 0.41%
32 WELLS FARGO & COMPANY/MN 17,323 304,000 0.46%
33 MSI Financial Services Inc 18,245 320,000 0.49%
34 Virtu KCG Holdings LLC 18,276 321,000 0.49%
35 ROYAL BANK OF CANADA 19,019 333,000 0.51%
36 NORTHERN CAPITAL MANAGEMENT LLC 19,590 344,000 0.53%
37 Commonwealth Equity Services, Inc 23,932 420,000 0.64%
38 Boston Common Asset Management, LLC 24,445 429,000 0.66%
39 STIFEL FINANCIAL CORP 27,226 478,000 0.73%
40 Financial Advantage, Inc. 27,546 483,000 0.74%
41 SUSQUEHANNA INTERNATIONAL GROUP, LLP 31,921 560,000 0.86%
42 SUSQUEHANNA INTERNATIONAL GROUP, LLP 32,600 572,000 0.87% Call
43 Capital Investment Advisors, LLC 36,030 632,000 0.97%
44 Virtu Financial LLC 36,692 644,000 0.98%
45 FERGUSON WELLMAN CAPITAL MANAGEMENT, INC 43,740 767,000 1.17%
46 Tower Research Capital LLC (TRC) 54,229 951,000 1.45%
47 CITADEL ADVISORS LLC 58,705 1,030,000 1.58%
48 Wharton Business Group, LLC 63,011 1,105,000 1.69%
49 SG Americas Securities, LLC 97,000 1,701,000 2.60%
50 MILLENNIUM MANAGEMENT LLC 114,770 2,013,000 3.08%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.