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SPDR SERIES TRUST
SPDR SERIES TRUST. Institutional holdings reported to the SEC.

Institutional Holders (2016Q1)
Portfolio Summary: 64 Institutional holders with a total value of $69,505,279.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 LADENBURG THALMANN FINANCIAL SERVICES INC. 15 0 0.00%
2 Parallax Volatility Advisers, L.P. 1 0 0.00%
3 CUTLER GROUP LLC / CA 300 0 0.00% Put
4 Winslow, Evans & Crocker, Inc. 13 225 0.00%
5 Edge Wealth Management LLC 50 1,000 0.00%
6 INR ADVISORY SERVICES LLC 51 1,000 0.00%
7 CUTLER GROUP LLC / CA 900 2,000 0.00% Call
8 BARCLAYS PLC 100 2,000 0.00% Call
9 Brick & Kyle, Associates 100 2,000 0.00%
10 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 100 2,000 0.00%
11 CITY HOLDING CO 190 3,000 0.00%
12 Hudock, Inc. 214 3,000 0.00%
13 NEXT Financial Group, Inc 230 3,000 0.00%
14 Tradewinds Capital Management, LLC 200 3,000 0.00%
15 MassMutual Private Wealth & Trust, FSB 248 4,290 0.01%
16 INTEGRATED WEALTH MANAGEMENT 316 5,000 0.01%
17 Advisory Services Network, LLC 275 5,000 0.01%
18 BARCLAYS PLC 407 7,000 0.01%
19 IFP ADVISORS, INC 725 13,000 0.02%
20 BARCLAYS PLC 800 14,000 0.02% Put
21 CT Financial Advisors LLC 1,198 20,723 0.03%
22 GLENMEDE TRUST CO NA 1,366 23,000 0.03%
23 ADVANTAGE INVESTMENT MANAGEMENT, LLC 1,398 24,000 0.03%
24 AMERICAN INTERNATIONAL GROUP, INC. 2,087 36,000 0.05%
25 SEI INVESTMENTS CO 2,885 50,000 0.07%
26 PNC FINANCIAL SERVICES GROUP, INC. 5,110 89,000 0.13%
27 AXA S.A. 5,140 89,000 0.13%
28 CUTLER GROUP LLC / CA 7,300 126,000 0.18%
29 AYALON INSURANCE COMP LTD. 10,100 169,000 0.24%
30 NORTHERN CAPITAL MANAGEMENT LLC 10,615 184,000 0.26%
31 APPLETON GROUP, LLC 10,822 187,000 0.27%
32 MILLENNIUM MANAGEMENT LLC 11,037 191,000 0.27%
33 SUSQUEHANNA INTERNATIONAL GROUP, LLP 12,009 208,000 0.30%
34 JANE STREET GROUP, LLC 12,863 223,000 0.32%
35 CITADEL ADVISORS LLC 14,439 250,000 0.36%
36 ROYAL BANK OF CANADA 16,147 280,000 0.40%
37 SUSQUEHANNA INTERNATIONAL GROUP, LLP 16,200 280,000 0.40% Put
38 MSI Financial Services Inc 17,348 300,000 0.43%
39 SUSQUEHANNA INTERNATIONAL GROUP, LLP 23,700 410,000 0.59% Call
40 Raymond James Financial Services Advisors, Inc. 23,747 411,000 0.59%
41 SUNTRUST BANKS INC 27,536 476,000 0.68%
42 Virtu KCG Holdings LLC 29,568 512,000 0.74%
43 Financial Advantage, Inc. 30,614 530,000 0.76%
44 Tower Research Capital LLC (TRC) 32,413 561,000 0.81%
45 Capital Investment Advisors, LLC 34,906 604,000 0.87%
46 SNOWDEN CAPITAL ADVISORS LLC 36,881 638,041 0.92%
47 STIFEL FINANCIAL CORP 39,021 675,000 0.97%
48 CREDIT SUISSE AG/ 40,144 694,000 1.00%
49 GAM Holding AG 56,000 969,000 1.39%
50 GLG Partners LP 59,050 1,022,000 1.47%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.