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SPDR SERIES TRUST
SPDR SERIES TRUST. Institutional holdings reported to the SEC.

Institutional Holders (2017Q1)
Portfolio Summary: 75 Institutional holders with a total value of $146,181,532.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 CUTLER GROUP LLC / CA 200 0 0.00% Put
2 Parallax Volatility Advisers, L.P. 1 0 0.00%
3 US BANCORP \DE\ 52 1,000 0.00%
4 Edge Wealth Management LLC 50 1,000 0.00%
5 STEWARD PARTNERS INVESTMENT ADVISORY, LLC 56 1,000 0.00%
6 INR ADVISORY SERVICES LLC 51 1,000 0.00%
7 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 36 1,000 0.00%
8 Transamerica Financial Advisors, LLC 1 1,000 0.00%
9 Brick & Kyle, Associates 100 2,000 0.00%
10 SYNOVUS FINANCIAL CORP 109 2,000 0.00%
11 CUTLER GROUP LLC / CA 900 3,000 0.00% Call
12 Hudock, Inc. 215 4,000 0.00%
13 BELL ROCK CAPITAL LLC 200 4,000 0.00%
14 PATRIOT FINANCIAL GROUP INSURANCE AGENCY, LLC 270 5,000 0.00%
15 CLOSE ASSET MANAGEMENT LTD 275 6,000 0.00%
16 BARCLAYS PLC 300 6,000 0.00% Put
17 CREATIVE FINANCIAL DESIGNS INC /ADV 428 9,000 0.01%
18 Walleye Trading LLC 500 10,000 0.01% Put
19 PACIFIC CENTER FOR FINANCIAL SERVICES 486 10,000 0.01%
20 LADENBURG THALMANN FINANCIAL SERVICES INC. 553 11,000 0.01%
21 Tower Research Capital LLC (TRC) 600 12,000 0.01%
22 MassMutual Private Wealth & Trust, FSB 731 14,686 0.01%
23 Walleye Trading LLC 1,000 20,000 0.01% Call
24 BARCLAYS PLC 1,065 21,000 0.01%
25 FOUNDERS CAPITAL MANAGEMENT 1,300 26,000 0.02%
26 PNC FINANCIAL SERVICES GROUP, INC. 1,398 28,000 0.02%
27 ADVANTAGE INVESTMENT MANAGEMENT, LLC 1,404 28,000 0.02%
28 FUSION FAMILY WEALTH, LLC 1,550 31,000 0.02% SH
29 JPMORGAN CHASE & CO 1,634 33,000 0.02%
30 HEFTY WEALTH PARTNERS 2,809 56,000 0.04%
31 IFP ADVISORS, INC 7,191 144,000 0.10%
32 TOCQUEVILLE ASSET MANAGEMENT L.P. 10,000 201,000 0.14%
33 Advisory Services Network, LLC 10,133 204,000 0.14%
34 RAYMOND JAMES & ASSOCIATES 11,535 232,000 0.16%
35 CUTLER GROUP LLC / CA 12,423 249,000 0.17%
36 Private Advisor Group, LLC 13,665 270,000 0.18%
37 Dorsey Wright & Associates 14,129 284,000 0.19%
38 ADVISOR GROUP, INC. 14,199 284,000 0.19%
39 Virtu KCG Holdings LLC 17,156 345,000 0.24%
40 Beach Investment Management, LLC. 17,480 351,000 0.24%
41 SIMPLEX TRADING, LLC 17,585 353,000 0.24%
42 STIFEL FINANCIAL CORP 19,709 393,000 0.27%
43 SOL Capital Management CO 21,185 426,000 0.29%
44 JANE STREET GROUP, LLC 25,876 520,000 0.36%
45 Capital Investment Advisors, LLC 26,278 528,000 0.36%
46 Raymond James Financial Services Advisors, Inc. 26,624 535,000 0.37%
47 SNOWDEN CAPITAL ADVISORS LLC 27,618 554,846 0.38%
48 ROYAL BANK OF CANADA 27,625 555,000 0.38%
49 CIBC WORLD MARKET INC. 32,513 653,000 0.45%
50 Wharton Business Group, LLC 34,726 698,000 0.48%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.