Dark
Light
System
Security
SPDR SERIES TRUST
SPDR SERIES TRUST. Institutional holdings reported to the SEC.

Institutional Holders (2017Q2)
Portfolio Summary: 187 Institutional holders with a total value of $1,934,181,272.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 RATIONAL ADVISORS, INC. 10 0 0.00%
2 Parallax Volatility Advisers, L.P. 1 0 0.00%
3 CWM, LLC 48 1,000 0.00%
4 Transamerica Financial Advisors, LLC 75 3,000 0.00%
5 FIFTH THIRD BANCORP 162 5,000 0.00%
6 SYNOVUS FINANCIAL CORP 176 5,000 0.00%
7 NORTHERN TRUST CORP 17,843 5,000 0.00%
8 GLOBAL RETIREMENT PARTNERS, LLC 152 5,000 0.00%
9 D.A. DAVIDSON & CO. 238 7,000 0.00%
10 Barrett Asset Management, LLC 280 9,000 0.00%
11 CITIGROUP INC 293 9,000 0.00%
12 Ledyard National Bank 300 9,000 0.00%
13 Winslow, Evans & Crocker, Inc. 309 9,468 0.00%
14 GENEOS WEALTH MANAGEMENT INC. 385 11,000 0.00%
15 DELTA ASSET MANAGEMENT LLC/TN 444 14,000 0.00%
16 Advisory Services Network, LLC 450 14,000 0.00%
17 MCF Advisors LLC 589 18,000 0.00%
18 Perkins Coie Trust Co 619 19,000 0.00%
19 Patten Group, Inc. 697 21,000 0.00%
20 PARALLEL ADVISORS, LLC 950 29,000 0.00%
21 MUFG Americas Holdings Corp 1,011 31,000 0.00%
22 SARGENT BICKHAM LAGUDIS LLC 1,135 35,000 0.00%
23 REILLY FINANCIAL ADVISORS, LLC 1,402 43,000 0.00%
24 YORKBRIDGE WEALTH PARTNERS, LLC 1,591 49,000 0.00%
25 Capital Advisors, Ltd. LLC 1,633 50,000 0.00%
26 Vantage Investment Advisors, LLC 2,004 61,000 0.00%
27 NEXT Financial Group, Inc 2,444 75,000 0.00%
28 Daiwa Securities Group Inc. 3,000 92,000 0.00%
29 Walleye Trading LLC 3,108 95,000 0.00%
30 RESOURCES INVESTMENT ADVISORS, INC. 3,429 105,000 0.01%
31 STEWARD PARTNERS INVESTMENT ADVISORY, LLC 3,576 109,000 0.01%
32 Winfield Associates, Inc. 3,850 118,000 0.01%
33 TD Capital Management LLC 4,060 124,000 0.01%
34 WealthTrust-Arizona, LLC 4,034 124,000 0.01%
35 ROWLAND CARMICHAEL ADVISORS INC /ADV 4,659 143,000 0.01%
36 BANK OF MONTREAL /CAN/ 4,883 150,000 0.01%
37 PNC FINANCIAL SERVICES GROUP, INC. 5,639 173,000 0.01%
38 Creative Planning 6,376 195,000 0.01%
39 IFP ADVISORS, INC 6,492 199,000 0.01%
40 CAPTRUST FINANCIAL ADVISORS 6,516 200,000 0.01%
41 PEGASUS PARTNERS LTD. 6,700 205,000 0.01%
42 Curbstone Financial Management Corp 6,810 209,000 0.01%
43 Portfolio Strategies Inc 7,064 216,000 0.01%
44 WOLVERINE TRADING LP /BD 7,119 218,000 0.01%
45 AMG National Trust Bank 7,228 221,000 0.01%
46 PINNACLE ASSOCIATES LTD 7,624 234,000 0.01%
47 Bank of New York Mellon Corp 7,641 234,000 0.01%
48 TIEMANN INVESTMENT ADVISORS, LLC 8,000 245,000 0.01%
49 First Allied Advisory Services, Inc. 8,252 253,000 0.01%
50 Capital Directions Investment Advisors, LLC 8,551 262,000 0.01%
Page 1 of 4

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.