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SPDR SERIES TRUST
SPDR SERIES TRUST. Institutional holdings reported to the SEC.

Institutional Holders (2017Q2)
Portfolio Summary: 187 Institutional holders with a total value of $1,934,181,272.
#
Manager Name
Shares
Value ($)
%
Options
Notes
101 LGL PARTNERS, LLC 31,289 959,000 0.05%
102 SHEETS SMITH WEALTH MANAGEMENT 29,621 908,000 0.05%
103 Argent Trust Co 28,655 878,000 0.05%
104 BLAIR WILLIAM & CO/IL 28,628 877,000 0.05%
105 MIGDAL INSURANCE & FINANCIAL HOLDINGS LTD. 28,093 861,000 0.04%
106 PALLADIUM PARTNERS LLC 27,982 857,000 0.04%
107 SG Americas Securities, LLC 26,994 827,000 0.04%
108 Cetera Advisor Networks LLC 26,455 811,000 0.04%
109 CONTINUUM ADVISORY, LLC 25,328 776,000 0.04%
110 Empirical Financial Services, LLC d.b.a. Empirical Wealth Management 24,705 757,000 0.04%
111 Horizon Kinetics LLC 24,000 735,000 0.04%
112 Catalyst Capital Advisors LLC 23,780 729,000 0.04%
113 Princeton Portfolio Strategies Group LLC 21,000 643,000 0.03%
114 PHILLIPS FINANCIAL MANAGEMENT, LLC 20,124 617,000 0.03%
115 Advisors Asset Management, Inc. 19,343 593,000 0.03%
116 BAINCO INTERNATIONAL INVESTORS 17,853 547,000 0.03%
117 CETERA INVESTMENT ADVISERS 17,714 542,000 0.03%
118 Cetera Advisors LLC 17,714 542,000 0.03%
119 JPMORGAN CHASE & CO 17,449 535,000 0.03%
120 SMITH, MOORE & CO. 15,921 488,000 0.03%
121 GRIMES & Co WEALTH MANAGEMENT, LLC 15,768 483,000 0.02%
122 FOUNDERS CAPITAL MANAGEMENT 12,615 387,000 0.02%
123 GOULD ASSET MANAGEMENT LLC /CA/ 12,436 381,000 0.02%
124 Harbour Capital Advisors, LLC 11,153 364,000 0.02%
125 NAPLES GLOBAL ADVISORS, LLC 11,642 357,000 0.02%
126 Tuttle Capital Management, LLC 10,431 319,000 0.02%
127 Allianz Asset Management GmbH 10,271 315,000 0.02%
128 People's United Financial, Inc. 10,130 311,000 0.02%
129 D. SCOTT NEAL, INC. 10,155 311,000 0.02%
130 HighTower Advisors, LLC 9,940 306,000 0.02%
131 SNOWDEN CAPITAL ADVISORS LLC 9,968 305,420 0.02%
132 M&T BANK CORP 9,663 296,000 0.02%
133 CAPITAL MANAGEMENT CORP /VA 9,500 291,000 0.02%
134 KINGSVIEW WEALTH MANAGEMENT, LLC 9,250 283,000 0.01%
135 LYELL WEALTH MANAGEMENT, LP 8,804 270,000 0.01%
136 iAB Financial Bank 8,700 267,000 0.01%
137 Capital Investment Advisors, LLC 8,571 263,000 0.01%
138 Capital Directions Investment Advisors, LLC 8,551 262,000 0.01%
139 First Allied Advisory Services, Inc. 8,252 253,000 0.01%
140 TIEMANN INVESTMENT ADVISORS, LLC 8,000 245,000 0.01%
141 Bank of New York Mellon Corp 7,641 234,000 0.01%
142 PINNACLE ASSOCIATES LTD 7,624 234,000 0.01%
143 AMG National Trust Bank 7,228 221,000 0.01%
144 WOLVERINE TRADING LP /BD 7,119 218,000 0.01%
145 Portfolio Strategies Inc 7,064 216,000 0.01%
146 Curbstone Financial Management Corp 6,810 209,000 0.01%
147 PEGASUS PARTNERS LTD. 6,700 205,000 0.01%
148 CAPTRUST FINANCIAL ADVISORS 6,516 200,000 0.01%
149 IFP ADVISORS, INC 6,492 199,000 0.01%
150 Creative Planning 6,376 195,000 0.01%
Page 3 of 4

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.