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SPDR SERIES TRUST
SPDR SERIES TRUST. Institutional holdings reported to the SEC.

Institutional Holders (2015Q1)
Portfolio Summary: 36 Institutional holders with a total value of $281,932,563.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Parallax Volatility Advisers, L.P. 1 0 0.00%
2 WFG Advisors, LP 302 13,000 0.00%
3 MSI Financial Services Inc 323 14,000 0.00%
4 WEALTHCARE CAPITAL MANAGEMENT LLC 1,310 55,000 0.02%
5 NEXT Financial Group, Inc 1,375 58,000 0.02%
6 CITIGROUP INC 1,730 73,000 0.03%
7 Psagot Value Holdings Ltd. 2,099 89,000 0.03%
8 Commonwealth Equity Services, Inc 4,813 204,000 0.07%
9 Cetera Advisors LLC 5,756 242,000 0.09%
10 Bluefin Trading, LLC 7,371 312,000 0.11%
11 Neuberger Berman Group LLC 10,900 462,000 0.16%
12 ADVANTAGE INVESTMENT MANAGEMENT, LLC 11,133 471,000 0.17%
13 LADENBURG THALMANN FINANCIAL SERVICES INC. 12,304 521,000 0.18%
14 VOYA FINANCIAL ADVISORS, INC. 13,358 565,000 0.20%
15 STIFEL FINANCIAL CORP 13,358 566,000 0.20%
16 RAYMOND JAMES & ASSOCIATES 14,318 606,000 0.21%
17 PNC FINANCIAL SERVICES GROUP, INC. 15,303 648,000 0.23%
18 Robert W. Baird & Co. Inc 31,930 1,352,000 0.48%
19 GUGGENHEIM CAPITAL LLC 35,969 1,523,000 0.54%
20 FBL INVESTMENT MANAGEMENT SERVICES INC/IA 38,100 1,614,000 0.57%
21 SUSQUEHANNA INTERNATIONAL GROUP, LLP 38,373 1,625,000 0.58%
22 LPL Financial LLC 42,420 1,807,000 0.64%
23 AMERICAN INTERNATIONAL GROUP, INC. 47,593 2,015,563 0.71%
24 UBS Group AG 73,206 3,100,000 1.10%
25 Transamerica Financial Advisors, LLC 74,761 3,167,000 1.12%
26 Virtu KCG Holdings LLC 79,092 3,350,000 1.19%
27 ROYAL BANK OF CANADA 88,722 3,758,000 1.33%
28 AMERIPRISE FINANCIAL INC 94,408 4,003,000 1.42%
29 Prospera Financial Services Inc 99,399 4,210,000 1.49%
30 BANK OF AMERICA CORP /DE/ 102,465 4,339,000 1.54%
31 NEW YORK LIFE INVESTMENT MANAGEMENT LLC 134,900 5,713,000 2.03%
32 NewSquare Capital LLC 194,913 8,255,000 2.93%
33 MORGAN STANLEY 370,736 15,701,000 5.57%
34 WELLS FARGO & COMPANY/MN 516,336 21,867,000 7.76%
35 ASSETMARK, INC 867,771 36,750,000 13.04%
36 STATE STREET CORP 3,610,016 152,884,000 54.23%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.