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SPDR SERIES TRUST
SPDR SERIES TRUST. Institutional holdings reported to the SEC.

Institutional Holders (2016Q1)
Portfolio Summary: 32 Institutional holders with a total value of $41,849,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 HIGH FALLS ADVISORS, INC 1 0 0.00%
2 Argentus Capital Management, LLC 0 0 0.00%
3 Parallax Volatility Advisers, L.P. 1 0 0.00%
4 Transamerica Financial Advisors, LLC 2 1,000 0.00%
5 LADENBURG THALMANN FINANCIAL SERVICES INC. 152 6,000 0.01%
6 Psagot Value Holdings Ltd. 338 13,000 0.03%
7 CITIGROUP INC 400 16,000 0.04%
8 NEXT Financial Group, Inc 592 23,000 0.05%
9 IFP ADVISORS, INC 972 39,000 0.09%
10 JPMORGAN CHASE & CO 1,358 54,000 0.13%
11 MSI Financial Services Inc 1,597 64,000 0.15%
12 ENVESTNET ASSET MANAGEMENT INC 1,602 64,000 0.15%
13 AMERICAN INTERNATIONAL GROUP, INC. 3,261 130,000 0.31%
14 Jaffetilchin Investment Partners, LLC 5,533 221,000 0.53%
15 UBS Group AG 8,199 327,000 0.78%
16 BANK OF AMERICA CORP /DE/ 10,308 411,000 0.98%
17 Exchange Capital Management, Inc. 13,378 534,000 1.28%
18 WELLS FARGO & COMPANY/MN 14,257 569,000 1.36%
19 PNC FINANCIAL SERVICES GROUP, INC. 18,348 732,000 1.75%
20 Mariner, LLC 21,115 842,000 2.01%
21 Neuberger Berman Group LLC 21,800 870,000 2.08%
22 Jefferies Group LLC 28,694 1,145,000 2.74%
23 FBL INVESTMENT MANAGEMENT SERVICES INC/IA 38,100 1,432,000 3.42%
24 JANE STREET GROUP, LLC 42,114 1,680,000 4.01%
25 MORGAN STANLEY 43,344 1,729,000 4.13%
26 SUSQUEHANNA INTERNATIONAL GROUP, LLP 43,736 1,745,000 4.17%
27 LPL Financial LLC 60,884 2,449,000 5.85%
28 ASSETMARK, INC 66,851 2,667,000 6.37%
29 AMERIPRISE FINANCIAL INC 67,307 2,685,000 6.42%
30 ROYAL BANK OF CANADA 83,393 3,327,000 7.95%
31 NEW YORK LIFE INVESTMENT MANAGEMENT LLC 144,400 5,760,000 13.76%
32 STATE STREET CORP 308,697 12,314,000 29.42%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.